Job Description
Business Alignment / Product Expertise
• Product specialists who understand business priorities and strategy, define optimal solutions leveraging industry leading facilities and influence behaviour through countenance.
Connect
• Build bridges across the bank to simplify current operating model, create efficiencies and identify new opportunities.
Leadership and Market Presence
• Own your domain and influence product evolution, define internal standards and shape future utilities through selective industry positioning.
Risk Manager
• Define the standard to effectively control the T-0 business day; understand regulations, key trends, and external incidents; voice opinions and concerns; protect the bank
• Trade capture, life cycling, daily funding, reconciliation and PnL flash runs for Macro business.
• Manage query remediation, trade life-cycling and other day-to-day processing, ensuring timely escalation to minimise risk exposure.
• New business enablement and solutions, partner to deliver strategic FM initiatives:
• Drive Operational readiness
• Collaborate with global Middle Office to achieve seamless follow the sun model and constantly seek opportunities to achieve process consistency.
• Face of Operations to Macro Trading and Sales Desks - primary point of contact:
• Insulate FM from post execution processing / queries, represent Operations functions
• Build team profile with the Front Office
• Stakeholder engagement, 2-way flow of information - Trusted Advisor
• Build strong relationship with internal teams to facilitate efficient communications and speedy resolutions of issues
• Identify and close knowledge gaps within the Hubs through hands on training
• Drive continuous improvement and innovate:
• Partner with Technology to deliver transformation
• Work with FO to identify booking model improvements and drive efficiency
• Be up to date and ensure compliance with regulatory requirements
• Adherence to Ops Risk Framework standards of implementation and process management.
• Face of Operations to Desk - primary point of contact:
• Insulate FM from post execution processing / queries, represent Operations functions
• Build team profile with the Front Office
• Stakeholder engagement, 2-way flow of information - Trusted Advisor
• Constantly seek opportunities to improve global consistency, work closely with the onshore and other regions to close gaps and standardise processes.
• Build strong relationship with Onshore Middle-Office to facilitate efficient communications and speedy resolutions of issues:
• Identify and close knowledge gaps through hands on training
• Be the subject matter expert for MIS, cost-per-trade, touch points per trade - drive their evolution and identify areas to proactively add value through improved data
• Operations representation for external/internal and regulator scheduled audits:
• Ensure Audit points are addressed within timelines
• Achieve regulatory compliance and future proof the Middle Office model through a strong understanding of current rules and anticipation of upcoming regulations
• Adherence to Ops Risk Framework standards of implementation and process management:
• Continuous review of procedures and booking model.
Migration of Trade control activities from On shore
Business
• Derivatives and FX MM trade.
Processes
• Validation, Trade process, Exception management and Trade life cycle.
People and Talent
• Good Communication with Stakeholders, Accurate validations, Prompt escalation for exceptions.
Risk Management
• Reduce Risk and high light the Potential Risk.
Governance
• To be Complied with the Global standard for SCB.
Regulatory and Business Conduct
• Display exemplary conduct and live by the Group s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Lead to achieve the outcomes set out in the Bank s Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment].
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
• Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association.
Key Stakeholders
• Front office / On shore Middle office
Other Responsibilities
• Team work with other Hubs, and Downstream teams
Our Ideal Candidate
• University degree.
• 6 years minimum experience in Financial Service Industry.
• Proficient knowledge of Financial products - FX, FXO, Rates, Treasury Market.
• Knowledge in FX, Rates and OTC structured products will be a plus.
• Understanding of end to end trade execution workflow with knowledge in risk and market data.
• Strong inter-personal skills and confident communicator.
• Demonstrate strong teamwork with internal and external groups.
• Thrive on working in fast paced environment while maintaining attention to detail.
• Fast learner with the ability to think out of the box and provide solutions.
• Proficient in Excel (pivots, lookups and basic VBA an advantage).
• Strong risk mindset with ability to drive risk management culture.
• Analytical mindset.
Role Specific Technical Competencies
• Derivatives and FXMM Product Knowledge
• Stakeholder Management
• Communication
• Product specialists who understand business priorities and strategy, define optimal solutions leveraging industry leading facilities and influence behaviour through countenance.
Connect
• Build bridges across the bank to simplify current operating model, create efficiencies and identify new opportunities.
Leadership and Market Presence
• Own your domain and influence product evolution, define internal standards and shape future utilities through selective industry positioning.
Risk Manager
• Define the standard to effectively control the T-0 business day; understand regulations, key trends, and external incidents; voice opinions and concerns; protect the bank
• Trade capture, life cycling, daily funding, reconciliation and PnL flash runs for Macro business.
• Manage query remediation, trade life-cycling and other day-to-day processing, ensuring timely escalation to minimise risk exposure.
• New business enablement and solutions, partner to deliver strategic FM initiatives:
• Drive Operational readiness
• Collaborate with global Middle Office to achieve seamless follow the sun model and constantly seek opportunities to achieve process consistency.
• Face of Operations to Macro Trading and Sales Desks - primary point of contact:
• Insulate FM from post execution processing / queries, represent Operations functions
• Build team profile with the Front Office
• Stakeholder engagement, 2-way flow of information - Trusted Advisor
• Build strong relationship with internal teams to facilitate efficient communications and speedy resolutions of issues
• Identify and close knowledge gaps within the Hubs through hands on training
• Drive continuous improvement and innovate:
• Partner with Technology to deliver transformation
• Work with FO to identify booking model improvements and drive efficiency
• Be up to date and ensure compliance with regulatory requirements
• Adherence to Ops Risk Framework standards of implementation and process management.
• Face of Operations to Desk - primary point of contact:
• Insulate FM from post execution processing / queries, represent Operations functions
• Build team profile with the Front Office
• Stakeholder engagement, 2-way flow of information - Trusted Advisor
• Constantly seek opportunities to improve global consistency, work closely with the onshore and other regions to close gaps and standardise processes.
• Build strong relationship with Onshore Middle-Office to facilitate efficient communications and speedy resolutions of issues:
• Identify and close knowledge gaps through hands on training
• Be the subject matter expert for MIS, cost-per-trade, touch points per trade - drive their evolution and identify areas to proactively add value through improved data
• Operations representation for external/internal and regulator scheduled audits:
• Ensure Audit points are addressed within timelines
• Achieve regulatory compliance and future proof the Middle Office model through a strong understanding of current rules and anticipation of upcoming regulations
• Adherence to Ops Risk Framework standards of implementation and process management:
• Continuous review of procedures and booking model.
Migration of Trade control activities from On shore
Business
• Derivatives and FX MM trade.
Processes
• Validation, Trade process, Exception management and Trade life cycle.
People and Talent
• Good Communication with Stakeholders, Accurate validations, Prompt escalation for exceptions.
Risk Management
• Reduce Risk and high light the Potential Risk.
Governance
• To be Complied with the Global standard for SCB.
Regulatory and Business Conduct
• Display exemplary conduct and live by the Group s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Lead to achieve the outcomes set out in the Bank s Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment].
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
• Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association.
Key Stakeholders
• Front office / On shore Middle office
Other Responsibilities
• Team work with other Hubs, and Downstream teams
Our Ideal Candidate
• University degree.
• 6 years minimum experience in Financial Service Industry.
• Proficient knowledge of Financial products - FX, FXO, Rates, Treasury Market.
• Knowledge in FX, Rates and OTC structured products will be a plus.
• Understanding of end to end trade execution workflow with knowledge in risk and market data.
• Strong inter-personal skills and confident communicator.
• Demonstrate strong teamwork with internal and external groups.
• Thrive on working in fast paced environment while maintaining attention to detail.
• Fast learner with the ability to think out of the box and provide solutions.
• Proficient in Excel (pivots, lookups and basic VBA an advantage).
• Strong risk mindset with ability to drive risk management culture.
• Analytical mindset.
Role Specific Technical Competencies
• Derivatives and FXMM Product Knowledge
• Stakeholder Management
• Communication
💡 Quick Summary
Seeking a career-building opportunity? The AM|MiddleOffice TradeControl position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
