Analyst

Job Description: Job Title: DDP Division, Deutsche Bank AG – Associate – Analyst. Location: Mumbai Key Responsibilities: • To ensure timely issuance of FPI certificate with due adherence to SEBI, RBI and other applicable regulations and ensuring it is in compliance with the Banks policies and procedures. (Maker Level) • To undertake all tasks relating to FPI registration and renewal. (Maker Level) • To communicate effectively with clients and resolve their queries to smoothen the FPI registration and renewal process. (Maker Level) • To Locate Fees and tag it to the correct account. • Arrange remittance of fees to SEBI, post registration and renewal • To perform required regulatory reporting and other ancillary activities as per extant rules and regulations in a timely manner • To process Renewals, Surrender of applications and Static data updations, in a timely manner, and to ensure SEBI Investor Charter does not breach. • Supporting RTM / Client facing Teams with query resolution related to Registraions and Account Opening. • To Support the Team Lead with Samples for Regulatory and Internal Audits, Inspections. • Ensure collation and data updation for Transition Activity with zero miss outs for further review by Team Leads. Operational efficiency • All applications to be processed within TAT. • Escalation if any to be done in a timely manner. • Follow the checklists as approved by Compliance and highlight any discrepancy if found during reviews. • Suggest Automation to team leads, where by time can be saved and perfection can be achieved. Efficient & effective coordination with all internal teams • Communicate and coordinate with all internal functions/stakeholders involved in the Registration process, such as Client Lifecycle Management (CLM), DDP Support team, Client facing team (RTM) , Relationship Managers, AML Officer, Compliance Officer, Sales etc. • Updation of KOD's as and when the process changes and share with Team Lead for updations Develop with high performing team • Set a high performance culture. • Promote and set a good conduct. Hard Skills & Knowledge Well versed with DDP activities as per extant regulations Team Player Good knowledge of Capital Market Good connect with regulators like SEBI & RBI KYC ,AML & Regulatory requirements Proficient with Advanced Microsoft Excel History of achievements in similar roles Soft Skills Ability to work collaboratively across functions Excellent interpersonal skills Self-motivated and rigorous to ensure quality Ability to work under pressure and tight deadlines How we'll support you • Training and development to help you excel in your career • Flexible working to assist you balance your personal priorities • Coaching and support from experts in your team • A culture of continuous learning to aid progression • A range of flexible benefits that you can tailor to suit your needs