Job Description
Job Description:
Job Title: DDP Division, Deutsche Bank AG – Associate – Analyst.
Location: Mumbai
Key Responsibilities:
• To ensure timely issuance of FPI certificate with due adherence to SEBI, RBI and other applicable regulations and ensuring it is in compliance with the Banks policies and procedures. (Maker Level)
• To undertake all tasks relating to FPI registration and renewal. (Maker Level)
• To communicate effectively with clients and resolve their queries to smoothen the FPI registration and renewal process. (Maker Level)
• To Locate Fees and tag it to the correct account.
• Arrange remittance of fees to SEBI, post registration and renewal
• To perform required regulatory reporting and other ancillary activities as per extant rules and regulations in a timely manner
• To process Renewals, Surrender of applications and Static data updations, in a timely manner, and to ensure SEBI Investor Charter does not breach.
• Supporting RTM / Client facing Teams with query resolution related to Registraions and Account Opening.
• To Support the Team Lead with Samples for Regulatory and Internal Audits, Inspections.
• Ensure collation and data updation for Transition Activity with zero miss outs for further review by Team Leads.
Operational efficiency
• All applications to be processed within TAT.
• Escalation if any to be done in a timely manner.
• Follow the checklists as approved by Compliance and highlight any discrepancy if found during reviews.
• Suggest Automation to team leads, where by time can be saved and perfection can be achieved.
Efficient & effective coordination with all internal teams
• Communicate and coordinate with all internal functions/stakeholders involved in the Registration process, such as Client Lifecycle Management (CLM), DDP Support team, Client facing team (RTM) , Relationship Managers, AML Officer, Compliance Officer, Sales etc.
• Updation of KOD's as and when the process changes and share with Team Lead for updations
Develop with high performing team
• Set a high performance culture.
• Promote and set a good conduct.
Hard Skills & Knowledge
Well versed with DDP activities as per extant regulations Team Player Good knowledge of Capital Market Good connect with regulators like SEBI & RBI KYC ,AML & Regulatory requirements Proficient with Advanced Microsoft Excel History of achievements in similar roles
Soft Skills
Ability to work collaboratively across functions Excellent interpersonal skills Self-motivated and rigorous to ensure quality Ability to work under pressure and tight deadlines
How we'll support you
• Training and development to help you excel in your career
• Flexible working to assist you balance your personal priorities
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your need
Job Title: DDP Division, Deutsche Bank AG – Associate – Analyst.
Location: Mumbai
Key Responsibilities:
• To ensure timely issuance of FPI certificate with due adherence to SEBI, RBI and other applicable regulations and ensuring it is in compliance with the Banks policies and procedures. (Maker Level)
• To undertake all tasks relating to FPI registration and renewal. (Maker Level)
• To communicate effectively with clients and resolve their queries to smoothen the FPI registration and renewal process. (Maker Level)
• To Locate Fees and tag it to the correct account.
• Arrange remittance of fees to SEBI, post registration and renewal
• To perform required regulatory reporting and other ancillary activities as per extant rules and regulations in a timely manner
• To process Renewals, Surrender of applications and Static data updations, in a timely manner, and to ensure SEBI Investor Charter does not breach.
• Supporting RTM / Client facing Teams with query resolution related to Registraions and Account Opening.
• To Support the Team Lead with Samples for Regulatory and Internal Audits, Inspections.
• Ensure collation and data updation for Transition Activity with zero miss outs for further review by Team Leads.
Operational efficiency
• All applications to be processed within TAT.
• Escalation if any to be done in a timely manner.
• Follow the checklists as approved by Compliance and highlight any discrepancy if found during reviews.
• Suggest Automation to team leads, where by time can be saved and perfection can be achieved.
Efficient & effective coordination with all internal teams
• Communicate and coordinate with all internal functions/stakeholders involved in the Registration process, such as Client Lifecycle Management (CLM), DDP Support team, Client facing team (RTM) , Relationship Managers, AML Officer, Compliance Officer, Sales etc.
• Updation of KOD's as and when the process changes and share with Team Lead for updations
Develop with high performing team
• Set a high performance culture.
• Promote and set a good conduct.
Hard Skills & Knowledge
Well versed with DDP activities as per extant regulations Team Player Good knowledge of Capital Market Good connect with regulators like SEBI & RBI KYC ,AML & Regulatory requirements Proficient with Advanced Microsoft Excel History of achievements in similar roles
Soft Skills
Ability to work collaboratively across functions Excellent interpersonal skills Self-motivated and rigorous to ensure quality Ability to work under pressure and tight deadlines
How we'll support you
• Training and development to help you excel in your career
• Flexible working to assist you balance your personal priorities
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your need
💡 Quick Summary
Seeking a career-building opportunity? The Analyst position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
