Job Description
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
About the role:
In your role as Analyst you will assist in the development and implementation of best in class Regulatory, Advisory Compliance functions within the Oceania Compliance team.
You will be required provide support for Compliance Regulatory Change Management, Regulatory Engagement Management and Regulatory Reporting and ensure the timely reporting of all Compliance matters in accordance with Head Office and ACO requirements
What you’ll be doing:
Your responsibilities will include -
Review compliance procedures, policies and other related documents against Bank rules, regulations and other legal requirements.
Recording of all regulatory communications, regulatory changes and regulatory audits in the Governance, Risk and Compliance system.
Preparing regulatory updates for internal committees and stakeholders.
Tracking of regulatory reporting within the Oceania Branch to ensure owners are submitting regulatory reports within the required timeframe.
Responsibility for ensuring regulatory reporting and notifications that Compliance is responsible for is submitted within the required timeframe.
Assisting with monitoring and testing of regulatory and legislative compliance within the Oceania Branch.
Assistance with tracking of all active regulatory engagements to ensure responses are made within the required timeframe.
Assistance in supporting the Oceania Regulatory Relations function.
Participate in and oversee as required internal and external audits and regulatory audits/visits
Support Advisory and Assurance & Testing team on various projects
What we are looking for:
1+ year’s experience in banking or financial services compliance and potentially with a legal background (new grads)
Experience in project management is desirable
Undergraduate in qualification in Commerce, Law or Finance
General knowledge or capacity to acquire knowledge of regulatory environment for financial services in Australia and New Zealand
Be able work independently to provide advice to the business with respect to regulatory compliance, process and product
Able to apply a good sense of judgement in relation to interpretation of regulatory requirements
Project management skills
Ability to work under pressure and deliver simple solutions with short notice
Extensive experience using the full MS Office suite including, Powerpoint, Excel, Word and MS Teams
The ability to communicate clearly both in writing and verbally
Is a team player
Well organised with demonstrated experience in effective time management, execution and accuracy
Has the ability to work independently and prioritise a number of tasks across various work streams and alongside a number of stakeholders
Our culture:
MUFG fosters a highly professional, supportive work environment that enables our employees to help maximize our customers' prosperity. We focus on building long-term customer relationships and giving back to our communities in order to develop shared and sustainable growth.
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
About the role:
In your role as Analyst you will assist in the development and implementation of best in class Regulatory, Advisory Compliance functions within the Oceania Compliance team.
You will be required provide support for Compliance Regulatory Change Management, Regulatory Engagement Management and Regulatory Reporting and ensure the timely reporting of all Compliance matters in accordance with Head Office and ACO requirements
What you’ll be doing:
Your responsibilities will include -
Review compliance procedures, policies and other related documents against Bank rules, regulations and other legal requirements.
Recording of all regulatory communications, regulatory changes and regulatory audits in the Governance, Risk and Compliance system.
Preparing regulatory updates for internal committees and stakeholders.
Tracking of regulatory reporting within the Oceania Branch to ensure owners are submitting regulatory reports within the required timeframe.
Responsibility for ensuring regulatory reporting and notifications that Compliance is responsible for is submitted within the required timeframe.
Assisting with monitoring and testing of regulatory and legislative compliance within the Oceania Branch.
Assistance with tracking of all active regulatory engagements to ensure responses are made within the required timeframe.
Assistance in supporting the Oceania Regulatory Relations function.
Participate in and oversee as required internal and external audits and regulatory audits/visits
Support Advisory and Assurance & Testing team on various projects
What we are looking for:
1+ year’s experience in banking or financial services compliance and potentially with a legal background (new grads)
Experience in project management is desirable
Undergraduate in qualification in Commerce, Law or Finance
General knowledge or capacity to acquire knowledge of regulatory environment for financial services in Australia and New Zealand
Be able work independently to provide advice to the business with respect to regulatory compliance, process and product
Able to apply a good sense of judgement in relation to interpretation of regulatory requirements
Project management skills
Ability to work under pressure and deliver simple solutions with short notice
Extensive experience using the full MS Office suite including, Powerpoint, Excel, Word and MS Teams
The ability to communicate clearly both in writing and verbally
Is a team player
Well organised with demonstrated experience in effective time management, execution and accuracy
Has the ability to work independently and prioritise a number of tasks across various work streams and alongside a number of stakeholders
Our culture:
MUFG fosters a highly professional, supportive work environment that enables our employees to help maximize our customers' prosperity. We focus on building long-term customer relationships and giving back to our communities in order to develop shared and sustainable growth.
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
💡 Quick Summary
Seeking a career-building opportunity? The Analyst, Regulatory, Advisory Compliance position is now open for candidates interested in the Bank Jobs sector. This role in Sydney offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
