Job Description
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.
Responsibilities
AML Alert / Surveillance:
• Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyse the alert and ensure timely and effective disposition of the alerts
Work closely with stakeholders on AML /KYC /Sanctions related items:
• Work closely with stakeholders including operations, business, compliance, legal, audit and other units on AML / KYC related items
Providing Support / Assistance For Other AML /KYC Requirements
• Providing support on various requirements like updation of watch lists / caution lists,
• Knowledge and experience in filing of regulatory reports (STR/CTR/NTR/FMR reporting) etc
• Assistance to other adhoc AML/KYC related activities like, analysis of thematic studies, AML related project and automation
• Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyze the alert and ensure timely and effective disposition of the alerts. Prepare the GoS for filing of STR’s Regulatory Reportings like STR, CTR, NTR, CWTR Preparation of MIS for Trend Analysis, Escalation, Review, etc AML Automation to strengthen existing processes and procedures and identification of new process requirements. Giving advisory on Sanction and KYC matters to BU/SU Preparing adhocRequirements
Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.
• Review / Analyze the alert and ensure timely and effective disposition of the alerts
• Prepare the GoS for filing of STRs
• Regulatory Reportings like STR, CTR, NTR, CWTR
• Preparation of MIS for Trend Analysis, Escalation, Review, etc
• AML Automation to strengthen existing processes and procedures and identification of new process requirements
• Giving advisory on Sanction and KYC matters to BU/SU
• Preparing adhoc presentations or MIS as per management routine
Primary Location
India-Maharashtra-Mumbai
Job
Compliance
Schedule
Regular
Job Type
Full-time
Job Posting
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.
Responsibilities
AML Alert / Surveillance:
• Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyse the alert and ensure timely and effective disposition of the alerts
Work closely with stakeholders on AML /KYC /Sanctions related items:
• Work closely with stakeholders including operations, business, compliance, legal, audit and other units on AML / KYC related items
Providing Support / Assistance For Other AML /KYC Requirements
• Providing support on various requirements like updation of watch lists / caution lists,
• Knowledge and experience in filing of regulatory reports (STR/CTR/NTR/FMR reporting) etc
• Assistance to other adhoc AML/KYC related activities like, analysis of thematic studies, AML related project and automation
• Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyze the alert and ensure timely and effective disposition of the alerts. Prepare the GoS for filing of STR’s Regulatory Reportings like STR, CTR, NTR, CWTR Preparation of MIS for Trend Analysis, Escalation, Review, etc AML Automation to strengthen existing processes and procedures and identification of new process requirements. Giving advisory on Sanction and KYC matters to BU/SU Preparing adhocRequirements
Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.
• Review / Analyze the alert and ensure timely and effective disposition of the alerts
• Prepare the GoS for filing of STRs
• Regulatory Reportings like STR, CTR, NTR, CWTR
• Preparation of MIS for Trend Analysis, Escalation, Review, etc
• AML Automation to strengthen existing processes and procedures and identification of new process requirements
• Giving advisory on Sanction and KYC matters to BU/SU
• Preparing adhoc presentations or MIS as per management routine
Primary Location
India-Maharashtra-Mumbai
Job
Compliance
Schedule
Regular
Job Type
Full-time
Job Posting
💡 Quick Summary
Seeking a career-building opportunity? The Analyst, Transaction Surveillance, Legal Compliance And Secretariat position is now open for candidates interested in the Legal Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.