Job Description
Qualifications
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Minimum 8-10 years of internal audit/front office control review experience in financial services with minimum 3-5 years in the banking business
Bachelors Degree in related field
Knowledge of Global Corporate and Investment Banking businesses (e.g. corporate banking, leasing, equity capital markets, debt capital markets, investment banking etc)
Experience with risk and control identification and assessment
Experience with leading a team and project management
Experience with coaching less experienced team members
Strong interpersonal and communication skill
Responsibilities
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs)
Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships
Job expectations include fostering an inclusive work environment, and mentoring team members
This role is for the Global Corporate and Investment Banking audit team
We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing
The team is also responsible for credit risk management and global payment services audits in EMEA
The candidate will be working with the team based in EMEA and APAC and most of our audits are global
An Audit Manager is expected to lead audits and a team of auditors working on the audit
This role will also support the management team with ongoing Audit related tasks
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment
Job description
Job Summary
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.
This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA.
The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Manager is expected to lead audits and a team of auditors working on the audit. This role will also support the management team with ongoing Audit related tasks.
Responsibilities
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.
Required Qualifications
Minimum 8-10 years of internal audit/front office control review experience in financial services with minimum 3-5 years in the banking business
Bachelors Degree in related field
Desired Qualifications
Knowledge of Global Corporate and Investment Banking businesses (e.g. corporate banking, leasing, equity capital markets, debt capital markets, investment banking etc)
Experience with risk and control identification and assessment
Experience with leading a team and project management
Experience with coaching less experienced team members
Strong interpersonal and communication skill.
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Minimum 8-10 years of internal audit/front office control review experience in financial services with minimum 3-5 years in the banking business
Bachelors Degree in related field
Knowledge of Global Corporate and Investment Banking businesses (e.g. corporate banking, leasing, equity capital markets, debt capital markets, investment banking etc)
Experience with risk and control identification and assessment
Experience with leading a team and project management
Experience with coaching less experienced team members
Strong interpersonal and communication skill
Responsibilities
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs)
Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships
Job expectations include fostering an inclusive work environment, and mentoring team members
This role is for the Global Corporate and Investment Banking audit team
We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing
The team is also responsible for credit risk management and global payment services audits in EMEA
The candidate will be working with the team based in EMEA and APAC and most of our audits are global
An Audit Manager is expected to lead audits and a team of auditors working on the audit
This role will also support the management team with ongoing Audit related tasks
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment
Job description
Job Summary
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.
This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA.
The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Manager is expected to lead audits and a team of auditors working on the audit. This role will also support the management team with ongoing Audit related tasks.
Responsibilities
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner
Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
Maintains business partner relationships, primarily with line management, to develop business knowledge
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.
Required Qualifications
Minimum 8-10 years of internal audit/front office control review experience in financial services with minimum 3-5 years in the banking business
Bachelors Degree in related field
Desired Qualifications
Knowledge of Global Corporate and Investment Banking businesses (e.g. corporate banking, leasing, equity capital markets, debt capital markets, investment banking etc)
Experience with risk and control identification and assessment
Experience with leading a team and project management
Experience with coaching less experienced team members
Strong interpersonal and communication skill.
💡 Quick Summary
Seeking a career-building opportunity? The Assistant Vice President |Audit Supervisor|Investment Banking position is now open for candidates interested in the Bank Jobs sector. This role in New York City offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
