Job Description
Hiring for MNC
Location Mumbai
Looking for candidates from Banks only
The role offers a comprehensive exposure within the keys areas of Financial Security [i.e. KYC/ AML/ CFT & International Sanctions], Fraud Prevention & Anti-corruption and Compliance surveillance which amongst others involves the use of analytical, investigative and communication skills.
Key responsibilities:
- Work with the Head of Compliance, India in advising top management & other stakeholders on group & local regulatory matters pertaining to
i) Financial Security
ii) Fraud prevention / Anti-corruption
iii) Customer Service / Complaints.
- For all business areas / divisions of the bank:
o Review and approve KYC requests involving high risk clients or those having Financial Security triggers.
o Provide Compliance advise as regards matters concerning Financial Security (FS), Fraud Prevention / Anti-corruption (FP) & Customer Service / Complaints (CS).
- Regulatory watch:
Keep track of and disseminate timely advise on new / changing regulations concerning FS, FP and CS matters, as issued by the RBI or FIU or FEDAI or IBA or SEBI etc. and applicable from a group perspective as well.
- Fulfill the compliance monitoring / surveillance and reporting requirements (mainly relating to matters concerning FS, FP and CS) under various group policies and local regulatory guidelines (from RBI, FIU, FEDAI, IBA, BCSBI, SEBI etc.).
- As Alternate Principal Officer and Nodal officer for Fraud reporting, work with the HC to ensure required regulatory disclosures, filings, reporting and to coordinate with Head Office (HO) & local regulatory authorities as it relates to KYC/ AML/ CFT or Frauds e.g. RBI, FIU etc. In this regard, engage / maintain operating relationships within relevant departments of the RBI / other regulators
Location Mumbai
Looking for candidates from Banks only
The role offers a comprehensive exposure within the keys areas of Financial Security [i.e. KYC/ AML/ CFT & International Sanctions], Fraud Prevention & Anti-corruption and Compliance surveillance which amongst others involves the use of analytical, investigative and communication skills.
Key responsibilities:
- Work with the Head of Compliance, India in advising top management & other stakeholders on group & local regulatory matters pertaining to
i) Financial Security
ii) Fraud prevention / Anti-corruption
iii) Customer Service / Complaints.
- For all business areas / divisions of the bank:
o Review and approve KYC requests involving high risk clients or those having Financial Security triggers.
o Provide Compliance advise as regards matters concerning Financial Security (FS), Fraud Prevention / Anti-corruption (FP) & Customer Service / Complaints (CS).
- Regulatory watch:
Keep track of and disseminate timely advise on new / changing regulations concerning FS, FP and CS matters, as issued by the RBI or FIU or FEDAI or IBA or SEBI etc. and applicable from a group perspective as well.
- Fulfill the compliance monitoring / surveillance and reporting requirements (mainly relating to matters concerning FS, FP and CS) under various group policies and local regulatory guidelines (from RBI, FIU, FEDAI, IBA, BCSBI, SEBI etc.).
- As Alternate Principal Officer and Nodal officer for Fraud reporting, work with the HC to ensure required regulatory disclosures, filings, reporting and to coordinate with Head Office (HO) & local regulatory authorities as it relates to KYC/ AML/ CFT or Frauds e.g. RBI, FIU etc. In this regard, engage / maintain operating relationships within relevant departments of the RBI / other regulators
💡 Quick Summary
Seeking a career-building opportunity? The AVP | Compliance Officer|Financial Security | Bank |5|11 position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.