Job Description
COMPANY OVERVIEW
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 150 offices and 86,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo and Nagoya stock exchanges, and its ADRs trade on the New York Stock Exchange (NYSE: SMFG).
OUR VALUES
Integrity || Customer First || Proactive & Innovative || Speed & Quality || Team "SMBC Group"
Americas: https://www.smbcgroup.com/
EMEA: https://www.smbcgroup.com/emea/
APAC: https://www.smbc.co.jp/asia/
Tokyo: https://www.smfg.co.jp/english/
Purpose of the Job:
• Internal Audit department is responsible for examining the overall internal control system including the effectiveness and efficiency of operations and compliance with applicable laws and regulations.
Job Responsibilities:
• Primarily responsible for leading and/or performing internal audit of various activities in SMBC India as a part of IAD APAC team permissible within the framework of legal and regulation.
• Participate in internal audit of various areas in SMBC India as assigned by IAD APAC permissible within the framework of legal and regulation.
• Intensive travel within APAC region is required during each fiscal year, including Australia, Thailand, Malaysia, Vietnam, Indonesia, Philippines, Myanmar, Cambodia and India.
• Support continuous risk monitoring and annual risk assessment of designated operating areas/countries to enable the team to effectively determine the annual audit plan of APAC region.
• Proactively develop and strengthen personal core banking and internal audit competencies through internal and external training programs.
• Develop and be the regional subject matter expert of a core banking area and/or country as to provide guidance within IAD and business stakeholders on the required internal control environment.
• Contribute to the Quality Assurance/Improvement Process initiatives through sharing of innovative ideas and active participation in the speedy implementation of projects or processes.
Qualifications and requirements:
• Must be at least a CIA/CA, a CPA certified or equivalent of an internationally recognized accounting body.
• At least 6 years of audit experience in the banking industry. Experience in audits of commercial banks.
• Strong understanding of audit methodology. Familiar with execution of risk-based audit approach. Experience in leading audits.
• Candidate must have good command of English and possess strong English writing skills.
• Good interpersonal skills and ability to communicate effectively with both internally amongst the audit team and externally with the auditees and auditee management.
• Good team player and positive attitude is key to the expanding APAC team.
• Disciplined and self-motivated individual. The candidate should possess an eye for detail.
• Able to work independently and require little supervision.
• Works with passion and embrace as well as participate in initiatives to achieve enhanced quality.
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 150 offices and 86,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo and Nagoya stock exchanges, and its ADRs trade on the New York Stock Exchange (NYSE: SMFG).
OUR VALUES
Integrity || Customer First || Proactive & Innovative || Speed & Quality || Team "SMBC Group"
Americas: https://www.smbcgroup.com/
EMEA: https://www.smbcgroup.com/emea/
APAC: https://www.smbc.co.jp/asia/
Tokyo: https://www.smfg.co.jp/english/
Purpose of the Job:
• Internal Audit department is responsible for examining the overall internal control system including the effectiveness and efficiency of operations and compliance with applicable laws and regulations.
Job Responsibilities:
• Primarily responsible for leading and/or performing internal audit of various activities in SMBC India as a part of IAD APAC team permissible within the framework of legal and regulation.
• Participate in internal audit of various areas in SMBC India as assigned by IAD APAC permissible within the framework of legal and regulation.
• Intensive travel within APAC region is required during each fiscal year, including Australia, Thailand, Malaysia, Vietnam, Indonesia, Philippines, Myanmar, Cambodia and India.
• Support continuous risk monitoring and annual risk assessment of designated operating areas/countries to enable the team to effectively determine the annual audit plan of APAC region.
• Proactively develop and strengthen personal core banking and internal audit competencies through internal and external training programs.
• Develop and be the regional subject matter expert of a core banking area and/or country as to provide guidance within IAD and business stakeholders on the required internal control environment.
• Contribute to the Quality Assurance/Improvement Process initiatives through sharing of innovative ideas and active participation in the speedy implementation of projects or processes.
Qualifications and requirements:
• Must be at least a CIA/CA, a CPA certified or equivalent of an internationally recognized accounting body.
• At least 6 years of audit experience in the banking industry. Experience in audits of commercial banks.
• Strong understanding of audit methodology. Familiar with execution of risk-based audit approach. Experience in leading audits.
• Candidate must have good command of English and possess strong English writing skills.
• Good interpersonal skills and ability to communicate effectively with both internally amongst the audit team and externally with the auditees and auditee management.
• Good team player and positive attitude is key to the expanding APAC team.
• Disciplined and self-motivated individual. The candidate should possess an eye for detail.
• Able to work independently and require little supervision.
• Works with passion and embrace as well as participate in initiatives to achieve enhanced quality.
💡 Quick Summary
Seeking a career-building opportunity? The AVP-Internal Audit position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.