Job Description
BNP Paribas India Solutions
Senior Associate - Trade Surveillance
BNP Paribas India Solutions • Mumbai, Maharashtra • via Groupe BNP Paribas
2+ days ago
Full–time
Apply on Groupe BNP Paribas
Apply on The Org
Apply on The Org
Apply on Foundit.in
Apply on LinkedIn
Apply on Jooble
Apply on BeBee
Apply directly on Jobaaj
Job description
About BNP Paribas India Solutions:
Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions.
About BNP Paribas Group:
BNP Paribas is the European Union’s leading bank and key player in international banking. It operates in 65 countries and has nearly 185,000 employees, including more than 145,000 in Europe. The Group has key positions in its three main fields of activity: Commercial, Personal Banking & Services for the Group’s commercial & personal banking and several specialised businesses including BNP Paribas Personal Finance and Arval; Investment & Protection Services for savings, investment, and protection solutions; and Corporate & Institutional Banking, focused on corporate and institutional clients. Based on its strong diversified and integrated model, the Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporates and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, BNP Paribas has four domestic markets: Belgium, France, Italy, and Luxembourg. The Group is rolling out its integrated commercial & personal banking model across several Mediterranean countries, Turkey, and Eastern Europe. As a key player in international banking, the Group has leading platforms and business lines in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific. BNP Paribas has implemented a Corporate Social Responsibility approach in all its activities, enabling it to contribute to the construction of a sustainable future, while ensuring the Group's performance and stability
Commitment to Diversity and Inclusion
At BNP Paribas, we passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued, respected and can bring their authentic selves to work. We prohibit Discrimination and Harassment of any kind and our policies promote equal employment opportunity for all employees and applicants, irrespective of, but not limited to their gender, gender identity, sex, ****** orientation, ethnicity, race, colour, national origin, age, religion, social status, mental or physical disabilities, veteran status etc. As a global Bank, we truly believe that inclusion and diversity of our teams is key to our success in serving our clients and the communities we operate in.
About the Function :
Front office Conduct Surveillance (FOCS) is a level -1 control team within the front office, and is responsible for putting in place relevant controls (i.e., tools) to review, monitor and escalate (as required); to ensure adherence to acceptable business practices market conduct as outlined, defined and document by the bank. The scope of the team encompasses setting up controls across both electronic communication and trade surveillance for the in scope teams/staff within the front office.
Job Title:
Associate / Senior Associate Trade & Voice Surveillance Investigator
Date:
2026
Department:
GM Conduct & Surveillance
Location:
Mumbai
Business Line / Function:
GM Conduct & Surveillance - FOCS
Reports to:
(Direct)
Lead
Grade:
(if applicable)
NA
(Functional)
Number of Direct Reports:
-
Directorship / Registration:
NA
Position Purpose
ISPL FOCS has been established in July 2020 at ISPL in Mumbai, India and is part of Front Office support.
The scope of work includes offshoring administrative and Level I support to Capital Markets Surveillance
Responsibilities
Direct Responsibilities
• Review analyse and investigate market abuse trading activity generated by an automated monitoring system AT LEVEL 1 in accordance with relevant review process as defined in the operating guidelines.
• Obtain and upload analysis results and relevant material for record keeping purposes and conclude the alerts with the indicative target timelines without compromising the quality and completeness of the analysis
• As necessary, use available research tools (e.g. Bloomberg, Reuters) to identify publicly available information concerning transactions to be identified for further investigation
• Escalate suspicious trading activity deserving of further investigation to On shore
• MIS and reporting of daily activities on timely manner.
Contributing Responsibilities
• Ensure escalation by Investigator is proper, in a timely manner and supported by relevant information and due diligence search results
• Comply with procedure and other relevant policies/ procedures of BNP Paribas group and regulations, and industry best practice
• Collaborate and work effectively with team members and relevant stakeholders
• Be supportive and adaptive to changes of procedures and scope of work
• Meet the QA requirements and the expected daily volume
Contributing towards additional team and individual responsibilities.
Technical & Behavioral Competencies
• Demonstrate personal initiatives, ownership and accountability
• Strong Focus on Meeting Deadlines
• Additional European language skills preferred
• System Skills on Symantec/CA DLP/Autonomy/Global Relay / NICE / FUSION to conduct Electronic Communication Surveillance. Any One of the above systems is an added advantage
Specific Qualifications (if required)
• Professional level knowledge of securities and banking regulation.
• Fluent reading proficiency in English.
• Knowledge of trading and business terminology.
• 3+ years' surveillance/compliance experience within a financial services/securities environment.
• knowledge of MS office specifically Excel.
Skills Referential
Behavioural Skills: (Please select up to 4 skills)
Active Listening
Critical thinking
Communication skills - oral & written
Ability to collaborate and team work
Transversal Skills: (Please select up to 5 skills)
Analytical Ability
Ability to understand, explain and support change
Ability to adapt and develop a process
Ability to manage a project.
Ability to develop others and improve their skills.
Education Level:
Bachelor Degree or equivalent
Experience Level
At least 5 years
Other/Specific Qualifications (if required)
Bachelor’s degree or higher, in banking, finance or related discipline
Job Title:
Date:
Department:
Location:
Business Line / Function:
Reports to:
(Direct)
Grade:
(if applicable)
(Functional)
Number of Direct Reports:
Directorship / Registration:
NA
Position Purpose
Provide a brief description of the overall purpose of the position, why this position exists and how it will contribute in achieving the team’s goal.
Responsibilities
Direct Responsibilities
Contributing Responsibilities
Technical & Behavioral Competencies
Specific Qualifications (if required)
Skills Referential
Behavioural Skills: (Please select up to 4 skills)
Choose an item.
Choose an item.
Choose an item.
Choose an item.
Transversal Skills: (Please select up to 5 skills)
Choose an item.
Choose an item.
Choose an item.
Choose an item.
Choose an item.
Education Level:
Choose an item.
Experience Level
Choose an item.
Other/Specific Qualifications (if required)
Report this listing
BNP Paribas India Solutions
AmbitionBox
3.+/5
6+8 reviews
Glassdoor
3.+/5
18.1K reviews
indiasolutions.bnpparibas.co.in
More jobs at BNP Paribas India Solutions
See web results for BNP Paribas India Solutions
Citi
Citi India Apprenticeship Program - Commercial Banking
Citi • Mumbai, Maharashtra • via Citi Careers
Full–time
Apply on Citi Careers
Apply on Glassdoor
Apply on SimplyHired
Apply on LinkedIn
Apply on Jooble
Apply on PowerToFly
Apply on Expertini | India Jobs Expertini
Apply on GrabJobs
Job description
Job Description:
The Citi apprentice is an entry level position at Citi where the student will receive a foundation of knowledge and training required to contribute as a valuable resource in Citi. Apprentices receive real-world work and add value to their teams during their time at Citi.
Why Apprenticeship is a great career path.
• Mentorship and training from financial-services industry specialists and Citi subject-matter-experts
• Business-simulations, Team-based challenges and projects to reinforce new skills
• Self-directed study with access to industry leading materials.
Program Duration: 12 months.
Eligibility
• Not more than 5 years of difference between graduation end date and Joining date.
• Should not have enrolled in any prior Government Apprenticeship programs.
• Should not have been registered on EPF/ ESIC Portal
• Apprentices who enroll should have their Aadhaar seeded with their personal mobile no. and personal email id. This is a mandate.
Qualifications:
• Proficient computer skills with a focus on Microsoft Office applications
• Demonstrated analytical skills
• Consistently demonstrates clear and concise written and verbal communication skills
• Commitment to personal growth and career development; a strong desire to learn and be successful in a team environment
• Strong communication and organizational skills
• Analytical and quantitative skills
• Desire to develop a deep understanding of the financial industry
• Unquestioned commitment to integrity and ethical decision
• Strategic thinkers and solutions orientated
Education:
• BTech / CA Industrial Trainee
------------------------------------------------------
Job Family Group:
Business Strategy, Management & Administration
------------------------------------------------------
Job Family:
Administrative Support
------------------------------------------------------
Time Type:
Full time
------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, ****** orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View the "EEO is the Law" poster. View the EEO is the Law Supplement.
View the EEO Policy Statement.
View the Pay Transparency Posting
Senior Associate - Trade Surveillance
BNP Paribas India Solutions • Mumbai, Maharashtra • via Groupe BNP Paribas
2+ days ago
Full–time
Apply on Groupe BNP Paribas
Apply on The Org
Apply on The Org
Apply on Foundit.in
Apply on LinkedIn
Apply on Jooble
Apply on BeBee
Apply directly on Jobaaj
Job description
About BNP Paribas India Solutions:
Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions.
About BNP Paribas Group:
BNP Paribas is the European Union’s leading bank and key player in international banking. It operates in 65 countries and has nearly 185,000 employees, including more than 145,000 in Europe. The Group has key positions in its three main fields of activity: Commercial, Personal Banking & Services for the Group’s commercial & personal banking and several specialised businesses including BNP Paribas Personal Finance and Arval; Investment & Protection Services for savings, investment, and protection solutions; and Corporate & Institutional Banking, focused on corporate and institutional clients. Based on its strong diversified and integrated model, the Group helps all its clients (individuals, community associations, entrepreneurs, SMEs, corporates and institutional clients) to realize their projects through solutions spanning financing, investment, savings and protection insurance. In Europe, BNP Paribas has four domestic markets: Belgium, France, Italy, and Luxembourg. The Group is rolling out its integrated commercial & personal banking model across several Mediterranean countries, Turkey, and Eastern Europe. As a key player in international banking, the Group has leading platforms and business lines in Europe, a strong presence in the Americas as well as a solid and fast-growing business in Asia-Pacific. BNP Paribas has implemented a Corporate Social Responsibility approach in all its activities, enabling it to contribute to the construction of a sustainable future, while ensuring the Group's performance and stability
Commitment to Diversity and Inclusion
At BNP Paribas, we passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued, respected and can bring their authentic selves to work. We prohibit Discrimination and Harassment of any kind and our policies promote equal employment opportunity for all employees and applicants, irrespective of, but not limited to their gender, gender identity, sex, ****** orientation, ethnicity, race, colour, national origin, age, religion, social status, mental or physical disabilities, veteran status etc. As a global Bank, we truly believe that inclusion and diversity of our teams is key to our success in serving our clients and the communities we operate in.
About the Function :
Front office Conduct Surveillance (FOCS) is a level -1 control team within the front office, and is responsible for putting in place relevant controls (i.e., tools) to review, monitor and escalate (as required); to ensure adherence to acceptable business practices market conduct as outlined, defined and document by the bank. The scope of the team encompasses setting up controls across both electronic communication and trade surveillance for the in scope teams/staff within the front office.
Job Title:
Associate / Senior Associate Trade & Voice Surveillance Investigator
Date:
2026
Department:
GM Conduct & Surveillance
Location:
Mumbai
Business Line / Function:
GM Conduct & Surveillance - FOCS
Reports to:
(Direct)
Lead
Grade:
(if applicable)
NA
(Functional)
Number of Direct Reports:
-
Directorship / Registration:
NA
Position Purpose
ISPL FOCS has been established in July 2020 at ISPL in Mumbai, India and is part of Front Office support.
The scope of work includes offshoring administrative and Level I support to Capital Markets Surveillance
Responsibilities
Direct Responsibilities
• Review analyse and investigate market abuse trading activity generated by an automated monitoring system AT LEVEL 1 in accordance with relevant review process as defined in the operating guidelines.
• Obtain and upload analysis results and relevant material for record keeping purposes and conclude the alerts with the indicative target timelines without compromising the quality and completeness of the analysis
• As necessary, use available research tools (e.g. Bloomberg, Reuters) to identify publicly available information concerning transactions to be identified for further investigation
• Escalate suspicious trading activity deserving of further investigation to On shore
• MIS and reporting of daily activities on timely manner.
Contributing Responsibilities
• Ensure escalation by Investigator is proper, in a timely manner and supported by relevant information and due diligence search results
• Comply with procedure and other relevant policies/ procedures of BNP Paribas group and regulations, and industry best practice
• Collaborate and work effectively with team members and relevant stakeholders
• Be supportive and adaptive to changes of procedures and scope of work
• Meet the QA requirements and the expected daily volume
Contributing towards additional team and individual responsibilities.
Technical & Behavioral Competencies
• Demonstrate personal initiatives, ownership and accountability
• Strong Focus on Meeting Deadlines
• Additional European language skills preferred
• System Skills on Symantec/CA DLP/Autonomy/Global Relay / NICE / FUSION to conduct Electronic Communication Surveillance. Any One of the above systems is an added advantage
Specific Qualifications (if required)
• Professional level knowledge of securities and banking regulation.
• Fluent reading proficiency in English.
• Knowledge of trading and business terminology.
• 3+ years' surveillance/compliance experience within a financial services/securities environment.
• knowledge of MS office specifically Excel.
Skills Referential
Behavioural Skills: (Please select up to 4 skills)
Active Listening
Critical thinking
Communication skills - oral & written
Ability to collaborate and team work
Transversal Skills: (Please select up to 5 skills)
Analytical Ability
Ability to understand, explain and support change
Ability to adapt and develop a process
Ability to manage a project.
Ability to develop others and improve their skills.
Education Level:
Bachelor Degree or equivalent
Experience Level
At least 5 years
Other/Specific Qualifications (if required)
Bachelor’s degree or higher, in banking, finance or related discipline
Job Title:
Date:
Department:
Location:
Business Line / Function:
Reports to:
(Direct)
Grade:
(if applicable)
(Functional)
Number of Direct Reports:
Directorship / Registration:
NA
Position Purpose
Provide a brief description of the overall purpose of the position, why this position exists and how it will contribute in achieving the team’s goal.
Responsibilities
Direct Responsibilities
Contributing Responsibilities
Technical & Behavioral Competencies
Specific Qualifications (if required)
Skills Referential
Behavioural Skills: (Please select up to 4 skills)
Choose an item.
Choose an item.
Choose an item.
Choose an item.
Transversal Skills: (Please select up to 5 skills)
Choose an item.
Choose an item.
Choose an item.
Choose an item.
Choose an item.
Education Level:
Choose an item.
Experience Level
Choose an item.
Other/Specific Qualifications (if required)
Report this listing
BNP Paribas India Solutions
AmbitionBox
3.+/5
6+8 reviews
Glassdoor
3.+/5
18.1K reviews
indiasolutions.bnpparibas.co.in
More jobs at BNP Paribas India Solutions
See web results for BNP Paribas India Solutions
Citi
Citi India Apprenticeship Program - Commercial Banking
Citi • Mumbai, Maharashtra • via Citi Careers
Full–time
Apply on Citi Careers
Apply on Glassdoor
Apply on SimplyHired
Apply on LinkedIn
Apply on Jooble
Apply on PowerToFly
Apply on Expertini | India Jobs Expertini
Apply on GrabJobs
Job description
Job Description:
The Citi apprentice is an entry level position at Citi where the student will receive a foundation of knowledge and training required to contribute as a valuable resource in Citi. Apprentices receive real-world work and add value to their teams during their time at Citi.
Why Apprenticeship is a great career path.
• Mentorship and training from financial-services industry specialists and Citi subject-matter-experts
• Business-simulations, Team-based challenges and projects to reinforce new skills
• Self-directed study with access to industry leading materials.
Program Duration: 12 months.
Eligibility
• Not more than 5 years of difference between graduation end date and Joining date.
• Should not have enrolled in any prior Government Apprenticeship programs.
• Should not have been registered on EPF/ ESIC Portal
• Apprentices who enroll should have their Aadhaar seeded with their personal mobile no. and personal email id. This is a mandate.
Qualifications:
• Proficient computer skills with a focus on Microsoft Office applications
• Demonstrated analytical skills
• Consistently demonstrates clear and concise written and verbal communication skills
• Commitment to personal growth and career development; a strong desire to learn and be successful in a team environment
• Strong communication and organizational skills
• Analytical and quantitative skills
• Desire to develop a deep understanding of the financial industry
• Unquestioned commitment to integrity and ethical decision
• Strategic thinkers and solutions orientated
Education:
• BTech / CA Industrial Trainee
------------------------------------------------------
Job Family Group:
Business Strategy, Management & Administration
------------------------------------------------------
Job Family:
Administrative Support
------------------------------------------------------
Time Type:
Full time
------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, ****** orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View the "EEO is the Law" poster. View the EEO is the Law Supplement.
View the EEO Policy Statement.
View the Pay Transparency Posting
💡 Quick Summary
Seeking a career-building opportunity? The Citi India Apprenticeship Program - Commercial Banking position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
