Job Description
Job Title: Client Assets Office – CASS Oversight
Location: Bangalore
Corporate Title: Assistant Vice President (AVP)
Role Description
The CASS Office provides a central oversight and advisory function for interpreting and implementing the FCA’s Client Assets (CASS) rules. The CASS Office is part of the Global Client Assets Group within IB & Cross Product Operations and oversees systems and controls in place to comply with the CASS requirements. The group reports to the DBAG London Branch Board on the effectiveness of controls and the maintenance of the associated governance structure.
As part of this role, you will assist with the implementation and management of the CASS oversight framework and enhance and embed a strong risk management structure.
Responsibilities will include: performing/overseeing the execution of key processes, interpreting and providing guidance on the application of CASS regulations to products and services DB offers its clients, monitoring compliance with CASS requirements across business and operational areas and assisting the Client Assets Oversight Officer with all aspects of CASS risk management and governance.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy
Gender neutral parental leaves
100% reimbursement under child care assistance benefit (gender neutral)
Flexible working arrangements
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above
Your key responsibilities
Perform and/or oversee the execution of key CASS Governance, Control and Oversight processes
Support and project manage audits and reviews across the CASS environment
Coordinate processes across stakeholder groups, including attestations, CASS Resolution Pack, monthly report to regulator (‘CMAR’), development of management information and management of governance forums
Support the development and implementation of efficient control processes within Operations to ensure/maintain compliance with FCA CASS regulations
Provide technical advice on CASS compliance to businesses and support functions, while promoting regulatory awareness throughout the firm
Your skills and experience
Experience of working in operational / regulatory functions within a financial services firm, including knowledge of front-to-back trade flows and the management of control processes
Strong analytical & data interpretation skills, with experience of managing large datasets (including advanced Excel skills)
Experience delivering / supporting regulatory projects, audits and/or reviews would be highly beneficial
Understanding of the regulatory environment, and knowledge of Client Assets regulations would be beneficial
Strong communication and influencing skills with stakeholders
Proven self-starter who shows attention to detail, meets deadlines and works well in a team
How we’ll support you
Training and development to help you excel in your career
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs
About us and our teams
https://www.db.com/company/company.htm
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, ****** orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
Location: Bangalore
Corporate Title: Assistant Vice President (AVP)
Role Description
The CASS Office provides a central oversight and advisory function for interpreting and implementing the FCA’s Client Assets (CASS) rules. The CASS Office is part of the Global Client Assets Group within IB & Cross Product Operations and oversees systems and controls in place to comply with the CASS requirements. The group reports to the DBAG London Branch Board on the effectiveness of controls and the maintenance of the associated governance structure.
As part of this role, you will assist with the implementation and management of the CASS oversight framework and enhance and embed a strong risk management structure.
Responsibilities will include: performing/overseeing the execution of key processes, interpreting and providing guidance on the application of CASS regulations to products and services DB offers its clients, monitoring compliance with CASS requirements across business and operational areas and assisting the Client Assets Oversight Officer with all aspects of CASS risk management and governance.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy
Gender neutral parental leaves
100% reimbursement under child care assistance benefit (gender neutral)
Flexible working arrangements
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above
Your key responsibilities
Perform and/or oversee the execution of key CASS Governance, Control and Oversight processes
Support and project manage audits and reviews across the CASS environment
Coordinate processes across stakeholder groups, including attestations, CASS Resolution Pack, monthly report to regulator (‘CMAR’), development of management information and management of governance forums
Support the development and implementation of efficient control processes within Operations to ensure/maintain compliance with FCA CASS regulations
Provide technical advice on CASS compliance to businesses and support functions, while promoting regulatory awareness throughout the firm
Your skills and experience
Experience of working in operational / regulatory functions within a financial services firm, including knowledge of front-to-back trade flows and the management of control processes
Strong analytical & data interpretation skills, with experience of managing large datasets (including advanced Excel skills)
Experience delivering / supporting regulatory projects, audits and/or reviews would be highly beneficial
Understanding of the regulatory environment, and knowledge of Client Assets regulations would be beneficial
Strong communication and influencing skills with stakeholders
Proven self-starter who shows attention to detail, meets deadlines and works well in a team
How we’ll support you
Training and development to help you excel in your career
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs
About us and our teams
https://www.db.com/company/company.htm
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, ****** orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
💡 Quick Summary
Seeking a career-building opportunity? The Clients Assets Sourcebook | AVP position is now open for candidates interested in the Bank Jobs sector. This role in Bengaluru offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
