Job Description
Compliance, Legal, and Secretarial
• Location: Mumbai | Experience: 0 to 2 years
• Objective of the role
The candidate will support the department in ensuring the company's adherence to regulatory requirements, legal standards, and corporate governance practices. This entry-level position offers an opportunity to gain hands-on experience in compliance monitoring, legal documentation, and secretarial functions.
• Roles and responsibilities
The roles & responsibilities will include but not limited to-
• Assist in monitoring and tracking regulatory changes and updates.
• Help in managing compliance for PMS, AIF and Investment Advisory businesses.
• Help prepare and maintain compliance/ Company’s Act -related documentation, reports, and filings.
• Drafting of Minutes, Agenda and other Board meeting related documents.
• Participate in internal compliance audits and assessments.
• Support the implementation of compliance policies and procedures.
• Assist in drafting, reviewing, and managing legal documents, contracts, and agreements.
• Conduct legal research and provide summaries of findings.
• Support in managing litigation, disputes, and other legal matters.
• Assist in maintaining legal databases and records.
• Assist in the preparation of board meeting materials, agendas, and minutes.
• Help with the filing of statutory documents with regulatory authorities.
• Support in maintaining corporate records, including the company's minute books, registers, and statutory filings.
• Coordinate with external legal counsel and regulatory bodies as needed.
• Participate in special projects and initiatives as assigned by the department.
• Maintain confidentiality and data protection standards.
• Automate reporting and controls.
• Attributes required / preferred skills
• Strong attention to detail and organizational skills.
• Strong written and verbal communication skills.
• Ability to conduct thorough research and analysis.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
• Basic understanding of regulatory and legal frameworks.
• Ability to work individually and in a team environment, fast-paced deadline-oriented environment.
To Apply, email us at careers@waterfieldadvisors.com
• Location: Mumbai | Experience: 0 to 2 years
• Objective of the role
The candidate will support the department in ensuring the company's adherence to regulatory requirements, legal standards, and corporate governance practices. This entry-level position offers an opportunity to gain hands-on experience in compliance monitoring, legal documentation, and secretarial functions.
• Roles and responsibilities
The roles & responsibilities will include but not limited to-
• Assist in monitoring and tracking regulatory changes and updates.
• Help in managing compliance for PMS, AIF and Investment Advisory businesses.
• Help prepare and maintain compliance/ Company’s Act -related documentation, reports, and filings.
• Drafting of Minutes, Agenda and other Board meeting related documents.
• Participate in internal compliance audits and assessments.
• Support the implementation of compliance policies and procedures.
• Assist in drafting, reviewing, and managing legal documents, contracts, and agreements.
• Conduct legal research and provide summaries of findings.
• Support in managing litigation, disputes, and other legal matters.
• Assist in maintaining legal databases and records.
• Assist in the preparation of board meeting materials, agendas, and minutes.
• Help with the filing of statutory documents with regulatory authorities.
• Support in maintaining corporate records, including the company's minute books, registers, and statutory filings.
• Coordinate with external legal counsel and regulatory bodies as needed.
• Participate in special projects and initiatives as assigned by the department.
• Maintain confidentiality and data protection standards.
• Automate reporting and controls.
• Attributes required / preferred skills
• Strong attention to detail and organizational skills.
• Strong written and verbal communication skills.
• Ability to conduct thorough research and analysis.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
• Basic understanding of regulatory and legal frameworks.
• Ability to work individually and in a team environment, fast-paced deadline-oriented environment.
To Apply, email us at careers@waterfieldadvisors.com
💡 Quick Summary
Seeking a career-building opportunity? The Compliance| Legal| and Secretarial position is now open for candidates interested in the Legal Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.