Job Description
TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.
We are looking for a Compliance Officer who will be responsible for the application, management and maintenance of overseas licenses. Reporting directly to the Compliance Manager, the incumbent will play a pivotal role in ensuring compliance with relevant regulations and standards.
Responsibilities:
Manage regulatory and licensing matters, including licencing application, variation and related licensing reporting requirements.
Serve as the primary point of contact for all compliance-related inquiries and issues pertaining to the licenses under management.
Support internal and external audits, as well as regulatory reviews, by providing necessary documentation and information.
Stay updated on changes in regulations and ensure compliance with applicable laws and regulations.
Collaborate with cross-functional teams to develop and implement compliance policies, procedures, and controls.
Conduct periodic compliance assessments and reviews to identify areas for improvement and implement remedial actions as necessary.
Assist in the resolution of compliance issues, including the investigation of potential breaches and the implementation of corrective measures.
Ad-hoc duties as requested.
Requirements
Bachelor's degree in finance, law or related field. Advanced degree preferred.
Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.
Strong proficiency in Microsoft Office suite.
Strong attention to detail and organizational skills.
Excellent communication and interpersonal abilities.
Ability to multitask and prioritize tasks effectively.
Benefits
Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service.
Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.
Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs.
We support you during difficult times. Receive one additional paid day off for each occasion of family bereavement.
Cherish life's milestones. Enjoy paid time off for your marriage occasion.
Welcome your newest family member with a special gift!
Invest in your growth! Access annual training opportunities tailored to your role.
We are looking for a Compliance Officer who will be responsible for the application, management and maintenance of overseas licenses. Reporting directly to the Compliance Manager, the incumbent will play a pivotal role in ensuring compliance with relevant regulations and standards.
Responsibilities:
Manage regulatory and licensing matters, including licencing application, variation and related licensing reporting requirements.
Serve as the primary point of contact for all compliance-related inquiries and issues pertaining to the licenses under management.
Support internal and external audits, as well as regulatory reviews, by providing necessary documentation and information.
Stay updated on changes in regulations and ensure compliance with applicable laws and regulations.
Collaborate with cross-functional teams to develop and implement compliance policies, procedures, and controls.
Conduct periodic compliance assessments and reviews to identify areas for improvement and implement remedial actions as necessary.
Assist in the resolution of compliance issues, including the investigation of potential breaches and the implementation of corrective measures.
Ad-hoc duties as requested.
Requirements
Bachelor's degree in finance, law or related field. Advanced degree preferred.
Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.
Strong proficiency in Microsoft Office suite.
Strong attention to detail and organizational skills.
Excellent communication and interpersonal abilities.
Ability to multitask and prioritize tasks effectively.
Benefits
Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service.
Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.
Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs.
We support you during difficult times. Receive one additional paid day off for each occasion of family bereavement.
Cherish life's milestones. Enjoy paid time off for your marriage occasion.
Welcome your newest family member with a special gift!
Invest in your growth! Access annual training opportunities tailored to your role.
💡 Quick Summary
Seeking a career-building opportunity? The Compliance Officer position is now open for candidates interested in the Legal Jobs sector. This role in Sydney offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.