Job Description
Compliance
Draft, maintain, and implement Compliance Manual, Compliance Monitoring Programme (CMP), and Compliance Calendar
Horizon scanning for regulatory updates; advise business on implications
Compliance Risk Assessment, Control Mapping, and Testing
Regulatory filings & reporting: IFSCA, SEZ, and other statutory authorities
Product filings, KMP/PO notifications, outsourcing & third-party management
Complaint handling and grievance redressal compliance oversight
Business Continuity, Cybersecurity & Data Protection compliance oversight
Marketing and financial promotions review
Assisting head office towards preparation of monthly management committee reviews and quarterly board meeting presentations
Conduct of Compliance training
AML / Financial Crime
Draft and maintain AML Manual, KYC/CDD/EDD processes, Risk Rating & V-CIP procedures
Horizon Scanning for FATF updates, UNSC updates, etc.; advise business on implications
Customer, distributor and vendor onboarding approvals (Name Screening, CDD, EDD, Sanction Checks etc.)
Transaction monitoring, sanctions updates, STR/SAR filings, FATF/UNSC updates
Liaison with IFSCA, CKYC, and FIU-IND for all AML matters
Conduct AML Business Risk Assessment & grey geography checks
AML dashboards, audits, thematic reviews & training
Advisory to internal stakeholders on AML obligations
Maintenance of AML dashboard
Conduct of AML training
Audit & Process Oversight
Support concurrent, internal audits and other specialised audits,
Liaison regulatory inspections and risk reviews
Maintenance of audit tracker and reporting dashboards to senior management
Candidate Profile
10+ years in Insurance / Banking / Financial Services (Compliance/AML)
Qualified CA /CS or MBA (Finance)
Deep knowledge of IFSCA, Insurance Act, PMLA, FATF standards
Hands-on, ownership-driven, calm under pressure, business-aware
Draft, maintain, and implement Compliance Manual, Compliance Monitoring Programme (CMP), and Compliance Calendar
Horizon scanning for regulatory updates; advise business on implications
Compliance Risk Assessment, Control Mapping, and Testing
Regulatory filings & reporting: IFSCA, SEZ, and other statutory authorities
Product filings, KMP/PO notifications, outsourcing & third-party management
Complaint handling and grievance redressal compliance oversight
Business Continuity, Cybersecurity & Data Protection compliance oversight
Marketing and financial promotions review
Assisting head office towards preparation of monthly management committee reviews and quarterly board meeting presentations
Conduct of Compliance training
AML / Financial Crime
Draft and maintain AML Manual, KYC/CDD/EDD processes, Risk Rating & V-CIP procedures
Horizon Scanning for FATF updates, UNSC updates, etc.; advise business on implications
Customer, distributor and vendor onboarding approvals (Name Screening, CDD, EDD, Sanction Checks etc.)
Transaction monitoring, sanctions updates, STR/SAR filings, FATF/UNSC updates
Liaison with IFSCA, CKYC, and FIU-IND for all AML matters
Conduct AML Business Risk Assessment & grey geography checks
AML dashboards, audits, thematic reviews & training
Advisory to internal stakeholders on AML obligations
Maintenance of AML dashboard
Conduct of AML training
Audit & Process Oversight
Support concurrent, internal audits and other specialised audits,
Liaison regulatory inspections and risk reviews
Maintenance of audit tracker and reporting dashboards to senior management
Candidate Profile
10+ years in Insurance / Banking / Financial Services (Compliance/AML)
Qualified CA /CS or MBA (Finance)
Deep knowledge of IFSCA, Insurance Act, PMLA, FATF standards
Hands-on, ownership-driven, calm under pressure, business-aware
💡 Quick Summary
Seeking a career-building opportunity? The Compliance Officer & AML Principal Officer position is now open for candidates interested in the Bank Jobs sector. This role in Gandhinagar offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
