Compliance Officer

Designation Compliance Officer

Experience- 4-8 Years

Reporting - CIO

Location- Mumbai

Roles and responsibilities-

• Hands on knowledge of Compliance of MF/AIF.

• Close coordination with operations team/tax advisors/fund

• accountant/bankers/custodians/NSDL/CDSL/Brokers to review processes.

• Drafting, reviewing and negotiating various client commercial agreements including Distribution

• Agreement, Referral Agreement, Master Service Agreement, Consulting Agreement, Vendor/

• Outsourcing...