Job Description
Job Overview
We are seeking a highly skilled Senior Regulatory Compliance Auditor to join our team. This role involves ensuring our organization's compliance with regulatory requirements and maintaining effective internal controls. The successful candidate will have a strong understanding of regulatory requirements and excellent communication skills.
Duties & Responsibilities
• Evaluate internal control systems to ensure they are operating effectively.
• Examine records and reports to ensure compliance with regulatory requirements and internal policies.
• Communicate findings to management and recommend procedural efficiencies.
• Contribute to the development of the annual internal audit plan and risk assessments.
• Develop and update audit programs to ensure they align with regulatory requirements.
Responsibilities
• Serve as a resource for compliance issues and research as required.
• Enter compliance exceptions into the tracking system and follow up on outstanding items.
• Provide support to external auditors and examiners.
• Participate in ongoing educational opportunities to update knowledge and skills related to financial services regulations and internal auditing standards.
Qualifications
• Strong knowledge of financial institution regulatory compliance requirements.
• Excellent organizational and project management skills.
• Ability to work independently and prioritize tasks under time pressure.
• Strong oral and written communication skills.
• Bachelor's degree in a business-related field.
We are seeking a highly skilled Senior Regulatory Compliance Auditor to join our team. This role involves ensuring our organization's compliance with regulatory requirements and maintaining effective internal controls. The successful candidate will have a strong understanding of regulatory requirements and excellent communication skills.
Duties & Responsibilities
• Evaluate internal control systems to ensure they are operating effectively.
• Examine records and reports to ensure compliance with regulatory requirements and internal policies.
• Communicate findings to management and recommend procedural efficiencies.
• Contribute to the development of the annual internal audit plan and risk assessments.
• Develop and update audit programs to ensure they align with regulatory requirements.
Responsibilities
• Serve as a resource for compliance issues and research as required.
• Enter compliance exceptions into the tracking system and follow up on outstanding items.
• Provide support to external auditors and examiners.
• Participate in ongoing educational opportunities to update knowledge and skills related to financial services regulations and internal auditing standards.
Qualifications
• Strong knowledge of financial institution regulatory compliance requirements.
• Excellent organizational and project management skills.
• Ability to work independently and prioritize tasks under time pressure.
• Strong oral and written communication skills.
• Bachelor's degree in a business-related field.
💡 Quick Summary
Seeking a career-building opportunity? The Compliance Risk Manager position is now open for candidates interested in the Bank Jobs sector. This role in Leawood offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
