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Compliance Risk Manager

Location: Leawood, Kansas

Category: Bank Jobs

Job Overview

We are seeking a highly skilled Senior Regulatory Compliance Auditor to join our team. This role involves ensuring our organization's compliance with regulatory requirements and maintaining effective internal controls. The successful candidate will have a strong understanding of regulatory requirements and excellent communication skills.

Duties & Responsibilities

• Evaluate internal control systems to ensure they are operating effectively.

• Examine records and reports to ensure compliance with regulatory requirements and internal policies.

• Communicate findings to management and recommend procedural efficiencies.

• Contribute to the development of the annual internal audit plan and risk assessments.

• Develop and update audit programs to ensure they align with regulatory requirements.

Responsibilities

• Serve as a resource for compliance issues and research as required.

• Enter compliance exceptions into the tracking system and follow up on outstanding items.

• Provide support to external auditors and examiners.

• Participate in ongoing educational opportunities to update knowledge and skills related to financial services regulations and internal auditing standards.

Qualifications

• Strong knowledge of financial institution regulatory compliance requirements.

• Excellent organizational and project management skills.

• Ability to work independently and prioritize tasks under time pressure.

• Strong oral and written communication skills.

• Bachelor's degree in a business-related field.

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