Job Description
India
Risk
Group Functions
Job Reference #
277340BR
City
Mumbai, Pune
Job Type
Full Time
Your role
Are you interested in conducting risk assessment and testing control frameworks? Are you interested in business processes audit? Are you at your best when working within a team?
We’re looking for a Compliance & Operational Risk Control specialist to:
continue to strengthen the financial control environment
analyze and understand key financial reporting controls in scope of SOX 404
perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
support stakeholders in understanding reported control deficiencies and related risks
identify and escalate any potential testing issues / exceptions to appropriate teams and the stream leads
maintain high quality testing documentation, trackers and issue logs, ensuring these are kept up-to-date and accurate
Your team
You’ll be working in Compliance & Operational Risk Control Risk & Finance Assurance team. C&ORC R&F Assurance is part of Group Compliance & Regulatory Governance (GCRG) COO function that provides an independent assessment of the design and operating effectiveness of management controls.
Your expertise
bachelor Degree or equivalent qualification in accounting, finance or related filed.
Skilled communicator to convey clear, accurate and concise information
Excellent time management skills and ability to meet ambitious deadlines
Critical thinker focused on details, with solid analytical and reporting skills.
An understanding of internal control testing, financial reporting controls or internal controls areas (preferable)
any experience working within the financial services industry or professional services firms (preferable)
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
How we hire
This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Contact Details
UBS Recruiting India
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Risk
Group Functions
Job Reference #
277340BR
City
Mumbai, Pune
Job Type
Full Time
Your role
Are you interested in conducting risk assessment and testing control frameworks? Are you interested in business processes audit? Are you at your best when working within a team?
We’re looking for a Compliance & Operational Risk Control specialist to:
continue to strengthen the financial control environment
analyze and understand key financial reporting controls in scope of SOX 404
perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
support stakeholders in understanding reported control deficiencies and related risks
identify and escalate any potential testing issues / exceptions to appropriate teams and the stream leads
maintain high quality testing documentation, trackers and issue logs, ensuring these are kept up-to-date and accurate
Your team
You’ll be working in Compliance & Operational Risk Control Risk & Finance Assurance team. C&ORC R&F Assurance is part of Group Compliance & Regulatory Governance (GCRG) COO function that provides an independent assessment of the design and operating effectiveness of management controls.
Your expertise
bachelor Degree or equivalent qualification in accounting, finance or related filed.
Skilled communicator to convey clear, accurate and concise information
Excellent time management skills and ability to meet ambitious deadlines
Critical thinker focused on details, with solid analytical and reporting skills.
An understanding of internal control testing, financial reporting controls or internal controls areas (preferable)
any experience working within the financial services industry or professional services firms (preferable)
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
How we hire
This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Contact Details
UBS Recruiting India
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
💡 Quick Summary
Seeking a career-building opportunity? The CORC Risk Finance Business Control Assurance Senior Specialist position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.