Job Description
This is an Associate role within the GF&BM Control Management team in Mumbai, India. The incumbent will be the first line of defense supporting control management activities for designated GF&BM Line of Business (LOB) / Functions in India. The responsibilities of the incumbent will include (but not limited to) the following:
o Manage / support the Control Management book of work that includes end-to-end coverage of Operational Risk, Business Resiliency Risk, Information Risk, SOX / CCAP Governance, Process Risk Reviews, High Risk Manual Process Reviews, Data Loss Prevention, User Tools & Intelligent Solutions Controls, Policy compliance monitoring, MIS and metrics reporting, etc.
o Perform design and operating reviews of designated LOBs / Functions in line with the plan to assess the effectiveness of the process and activities, identify design / operating gaps, work with business to remediate them and perform post implementation reviews
o Collaborate with LOB management and leadership teams locally & globally to deliver on the agreed control management goals & objectives
o Strengthen collaboration with Global Control Managers to drive the control management agenda in a well-defined, seamless & consistent manner
o Engage with colleagues within LOBs and other control partners like Compliance, Risk, Resiliency and Audit to ensure governance and reporting of key risk indicators, control metrics, resiliency and compliance parameters and ensure timely closure of actions airing thereon
o Collaborate effectively with colleagues across GF&BM India / India Corporate Center / Global Control Management to lead / manage / support Control Management agenda as and when needed
o Review current operating model and make suitable amends in the governance framework to support planned business growth
o Ensure continuous awareness and education on risk and control agendas through trainings, roadshows, sessions and expos
o Proactively identify existing and emerging risk themes / issues and maintain robust control environment to remediate any gaps
o Actively drive / participate in local / global Control Management projects and initiatives from time to time
o Manage / support the Control Management book of work that includes end-to-end coverage of Operational Risk, Business Resiliency Risk, Information Risk, SOX / CCAP Governance, Process Risk Reviews, High Risk Manual Process Reviews, Data Loss Prevention, User Tools & Intelligent Solutions Controls, Policy compliance monitoring, MIS and metrics reporting, etc.
o Perform design and operating reviews of designated LOBs / Functions in line with the plan to assess the effectiveness of the process and activities, identify design / operating gaps, work with business to remediate them and perform post implementation reviews
o Collaborate with LOB management and leadership teams locally & globally to deliver on the agreed control management goals & objectives
o Strengthen collaboration with Global Control Managers to drive the control management agenda in a well-defined, seamless & consistent manner
o Engage with colleagues within LOBs and other control partners like Compliance, Risk, Resiliency and Audit to ensure governance and reporting of key risk indicators, control metrics, resiliency and compliance parameters and ensure timely closure of actions airing thereon
o Collaborate effectively with colleagues across GF&BM India / India Corporate Center / Global Control Management to lead / manage / support Control Management agenda as and when needed
o Review current operating model and make suitable amends in the governance framework to support planned business growth
o Ensure continuous awareness and education on risk and control agendas through trainings, roadshows, sessions and expos
o Proactively identify existing and emerging risk themes / issues and maintain robust control environment to remediate any gaps
o Actively drive / participate in local / global Control Management projects and initiatives from time to time
💡 Quick Summary
Seeking a career-building opportunity? The CORP|GFBM|Control Management|Associate position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
