Job Description
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
Institutional Securities Group Product Operations (ISGPO) partners closely with Sales & Trading and our Clients to process daily activities, develop and implement new products and services, as well as drive efficiency and reduce risk in our processes. Team Background - TTRO Trade & Transaction Reporting Operations (TTRO) delivers the appropriate diligence and governance over the Firm's global transaction reporting obligations. Currently the team looks after the trade & transaction reporting obligations for CFTC, CSA, SEC, CAT, MAS, HKMA, ASIC, EMIR, MIFID & SFTR regulations.
TTRO is charged with ensuring the completeness, accuracy and timeliness of the Firm's trade and transaction reporting and is comprised of teams in London, New York, Hong Kong, Glasgow and Mumbai, supported by a selection of vendors and third-party service providers. As the Centre of Excellence for Transaction Reporting, TTRO are engaged in the development of platforms and processes supporting upcoming regulatory change in a high focus, rapidly evolving environment. Supporting a broad stakeholder base, TTRO liaise with various internal and external counterparties daily, including other Operations teams, Sales and Trading, Non-Market Risk leads, Legal and Compliance teams, Information Technology, trade organisations such as ISDA, AFME and FIA, and Industry utilities such as DTCC and Unavista. The criticality of the function ensures senior management engagement and secures a high profile for those in the team
Primary Responsibilities
• As a Line Senior Operations Specialist, you will manage complex processes and/or support significant process management and project efforts with the continued rollout of the APAC regulatory regime
• You will have the ability to work independently and handle change efforts
• You would lead a growing team and may work as vendor oversight type of role
• You will independently manage processes and look for ways to find efficiencies when they arise
• You may manage critical projects or operational improvements with firm/client/risk/financial impact
• Need to have a control mindset and look to actively manage down exceptions
• You will have to maintain and create a continuing growing list of metrics
• You will manage key relationships with internal/external clients and Firm stakeholders and influence and negotiate with clients and/or other departments on key deliverables and timelines.
QUALIFICATIONS
Skills Required
Qualifications
• Minimum Master's degree Experience
• Minimum 8+ years experience in TTRO (Regulatory reporting for OTC markets) Competencies
• Product Knowledge
• Exposure and understanding of products like FX, Commodities, Rates, Credits, Equities
• Relatable exposure and understanding of Regulatory Reporting (preference APAC regulations)
• Exercises sound judgment and analysis
• Able to handle multiple work streams and prioritize effectively. Need to have strong written and verbal communication skills to detail.
• Comprehends and reasons - Displays well developed ability to comprehend, reason and process complex data.
• Demonstrates excellent attention to detail when analyzing or interpreting data.
• Breaks down problems/issues into smaller, more manageable parts.
• Asks appropriate questions to source and validate data in order to support comprehensive analysis; consults subject matter experts where needed.
• Skillfully identifies problems, builds solutions, and applies lessons learned to parallel situations.
• Anticipates problems / obstacles and understands the ramifications to business.
• Offers workable solutions.
• Demonstrates Commitment to Control and Risk Management
• Escalates clearly and appropriately
• Capable of, or experienced in, meeting daily deadlines
• Capable of, or experienced in, prioritizing multiple tasks when required
• Communicates Effectively
• Capable of open, accurate and concise communication at all times, whether through email or phone
• Confident of communicating across many different areas and across levels
• Technical Knowledge/Experience
• Experienced with MS Office (MS Excel/Access/Outlook/PowerPoint etc.)
• Track record of learning or adapting to new technology systems and applications
• Teamwork
• Manages team act as coach and mentor
• Works effectively and builds relationships with colleagues
• Willing to perform additional tasks, when required, to help team meet its control goals
Skills Required (Desired)
• Team management
• Prior experience in investment banking operations or finance (Reg reporting)
• Understanding of Regulatory Reporting domain for OTC products
• Trade booking/flow knowledge
• Trade Life Cycle understanding
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents
Department Profile
Institutional Securities Group Product Operations (ISGPO) partners closely with Sales & Trading and our Clients to process daily activities, develop and implement new products and services, as well as drive efficiency and reduce risk in our processes. Team Background - TTRO Trade & Transaction Reporting Operations (TTRO) delivers the appropriate diligence and governance over the Firm's global transaction reporting obligations. Currently the team looks after the trade & transaction reporting obligations for CFTC, CSA, SEC, CAT, MAS, HKMA, ASIC, EMIR, MIFID & SFTR regulations.
TTRO is charged with ensuring the completeness, accuracy and timeliness of the Firm's trade and transaction reporting and is comprised of teams in London, New York, Hong Kong, Glasgow and Mumbai, supported by a selection of vendors and third-party service providers. As the Centre of Excellence for Transaction Reporting, TTRO are engaged in the development of platforms and processes supporting upcoming regulatory change in a high focus, rapidly evolving environment. Supporting a broad stakeholder base, TTRO liaise with various internal and external counterparties daily, including other Operations teams, Sales and Trading, Non-Market Risk leads, Legal and Compliance teams, Information Technology, trade organisations such as ISDA, AFME and FIA, and Industry utilities such as DTCC and Unavista. The criticality of the function ensures senior management engagement and secures a high profile for those in the team
Primary Responsibilities
• As a Line Senior Operations Specialist, you will manage complex processes and/or support significant process management and project efforts with the continued rollout of the APAC regulatory regime
• You will have the ability to work independently and handle change efforts
• You would lead a growing team and may work as vendor oversight type of role
• You will independently manage processes and look for ways to find efficiencies when they arise
• You may manage critical projects or operational improvements with firm/client/risk/financial impact
• Need to have a control mindset and look to actively manage down exceptions
• You will have to maintain and create a continuing growing list of metrics
• You will manage key relationships with internal/external clients and Firm stakeholders and influence and negotiate with clients and/or other departments on key deliverables and timelines.
QUALIFICATIONS
Skills Required
Qualifications
• Minimum Master's degree Experience
• Minimum 8+ years experience in TTRO (Regulatory reporting for OTC markets) Competencies
• Product Knowledge
• Exposure and understanding of products like FX, Commodities, Rates, Credits, Equities
• Relatable exposure and understanding of Regulatory Reporting (preference APAC regulations)
• Exercises sound judgment and analysis
• Able to handle multiple work streams and prioritize effectively. Need to have strong written and verbal communication skills to detail.
• Comprehends and reasons - Displays well developed ability to comprehend, reason and process complex data.
• Demonstrates excellent attention to detail when analyzing or interpreting data.
• Breaks down problems/issues into smaller, more manageable parts.
• Asks appropriate questions to source and validate data in order to support comprehensive analysis; consults subject matter experts where needed.
• Skillfully identifies problems, builds solutions, and applies lessons learned to parallel situations.
• Anticipates problems / obstacles and understands the ramifications to business.
• Offers workable solutions.
• Demonstrates Commitment to Control and Risk Management
• Escalates clearly and appropriately
• Capable of, or experienced in, meeting daily deadlines
• Capable of, or experienced in, prioritizing multiple tasks when required
• Communicates Effectively
• Capable of open, accurate and concise communication at all times, whether through email or phone
• Confident of communicating across many different areas and across levels
• Technical Knowledge/Experience
• Experienced with MS Office (MS Excel/Access/Outlook/PowerPoint etc.)
• Track record of learning or adapting to new technology systems and applications
• Teamwork
• Manages team act as coach and mentor
• Works effectively and builds relationships with colleagues
• Willing to perform additional tasks, when required, to help team meet its control goals
Skills Required (Desired)
• Team management
• Prior experience in investment banking operations or finance (Reg reporting)
• Understanding of Regulatory Reporting domain for OTC products
• Trade booking/flow knowledge
• Trade Life Cycle understanding
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents
💡 Quick Summary
Seeking a career-building opportunity? The Director | Trade and Transaction Reporting | Run the Bank |Operations position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
