Job Description
Job Title – GEM Business Control Unit
Location - Mumbai
Role Description
The Divisional Regulatory, Risk and Control Analyst provides data analysis, identifies and evaluates potential areas of non-compliance or risk, assessing impact, probability and defined risk tolerance and presents findings and proposals for risk mitigation measures. The Divisional Regulatory, Risk and Control Analyst is responsible for supporting the delivery of the risk and control initiatives. This includes participation in risk and control activities, risk based control reporting of key issues, performance and validation of cyclical activities such as annual control self assessments. It may also include control testing, incident research, remediation and other ad hoc control initiatives and projects. Working closely with teams in and out of the division to understand risks impacting the group.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy
Gender neutral parental leaves
100% reimbursement under childcare assistance benefit (gender neutral)
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above
Your key responsibilities
Level 1 governance forums - Run various level 1 governance forums and assist with production, review, enrichment and analytics tasks for these meetings . These include 1LOD Surveillance meetings, Primary Dealership, Competitive bid, Large Transaction review, Brokerage), Trade Capture Exception forums, NFRC pack for ExCo, Barrier forums, London Remote supervision meetings, etc.
Trader Mandates- Assist with maintaining trader mandates the business, review trader mandate breaches and exception reports.
Proactively manage trader mandates, review trader mandate Breaches and ensuring timely closure with adequate resolution support to the desk.
Benchmark Controls for the business (Review of large trades, Role register, Benchmark inventory, KOP, etc)
Navigator control (customer complaints, COI, NPA triplet breach)
Manage all aspects of Front Office Operational risk including operational and financial integrity issues, Self-Identified Issues, Audit Findings, Compliance testing findings, etc.
Liaision with Desk heads and DCO on various level 1 controls
Provide analytical support to the BCU team and senior management decision making.
Your skills and experience
MBA in Finance from a premier institution with relevant experience
3-7 years work experience in banking domain working on regulatory projects/ operational risk management.
Strong interpersonal and excellent verbal and written communication skills. Experience in conducting and driving meetings with senior stakeholders.
Strong computer skills, particularly in dealing with high volume of data, management of databases and Excel. Advanced exposure to Word and Powerpoint is must
Strong analytical skills and ability to formulate clearly and present information in a compelling manner
Confident to question the status quo business practice / existing control framework
Knowledge of Trade Lifecycle of FIC Products (front to back) would be an added advantage
How we’ll support you
Training and development to help you excel in your career
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs
About us and our teams
https://www.db.com/company/company.htm
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, ****** orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides.
Location - Mumbai
Role Description
The Divisional Regulatory, Risk and Control Analyst provides data analysis, identifies and evaluates potential areas of non-compliance or risk, assessing impact, probability and defined risk tolerance and presents findings and proposals for risk mitigation measures. The Divisional Regulatory, Risk and Control Analyst is responsible for supporting the delivery of the risk and control initiatives. This includes participation in risk and control activities, risk based control reporting of key issues, performance and validation of cyclical activities such as annual control self assessments. It may also include control testing, incident research, remediation and other ad hoc control initiatives and projects. Working closely with teams in and out of the division to understand risks impacting the group.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy
Gender neutral parental leaves
100% reimbursement under childcare assistance benefit (gender neutral)
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above
Your key responsibilities
Level 1 governance forums - Run various level 1 governance forums and assist with production, review, enrichment and analytics tasks for these meetings . These include 1LOD Surveillance meetings, Primary Dealership, Competitive bid, Large Transaction review, Brokerage), Trade Capture Exception forums, NFRC pack for ExCo, Barrier forums, London Remote supervision meetings, etc.
Trader Mandates- Assist with maintaining trader mandates the business, review trader mandate breaches and exception reports.
Proactively manage trader mandates, review trader mandate Breaches and ensuring timely closure with adequate resolution support to the desk.
Benchmark Controls for the business (Review of large trades, Role register, Benchmark inventory, KOP, etc)
Navigator control (customer complaints, COI, NPA triplet breach)
Manage all aspects of Front Office Operational risk including operational and financial integrity issues, Self-Identified Issues, Audit Findings, Compliance testing findings, etc.
Liaision with Desk heads and DCO on various level 1 controls
Provide analytical support to the BCU team and senior management decision making.
Your skills and experience
MBA in Finance from a premier institution with relevant experience
3-7 years work experience in banking domain working on regulatory projects/ operational risk management.
Strong interpersonal and excellent verbal and written communication skills. Experience in conducting and driving meetings with senior stakeholders.
Strong computer skills, particularly in dealing with high volume of data, management of databases and Excel. Advanced exposure to Word and Powerpoint is must
Strong analytical skills and ability to formulate clearly and present information in a compelling manner
Confident to question the status quo business practice / existing control framework
Knowledge of Trade Lifecycle of FIC Products (front to back) would be an added advantage
How we’ll support you
Training and development to help you excel in your career
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs
About us and our teams
https://www.db.com/company/company.htm
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, ****** orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides.
💡 Quick Summary
Seeking a career-building opportunity? The Divisional Risk and Control Analyst position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
