Job Description
Job Description
Global Financial Crimes: Policies & Training Director Division: Legal and Compliance Division Location: Mumbai, India Job Level: Director Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. Department Profile Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firm's enterprise-wide financial crime prevention efforts. GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity. Background on the Team Morgan Stanley is committed to a strong Financial Crimes program to protect against the use of the Firm's products, services and facilities for prohibited transactions or the purpose of evading, avoiding or otherwise circumventing sanctions, AML or anti-corruption regulation. The Firm has adopted a comprehensive, risk-based program to ensure compliance with applicable laws, regulations and government guidance. The successful candidate will work collaboratively with each of the business unit and regional teams to coordinate, implement, and track global policy and training initiatives both for the Financial Crimes Group and for targeted business units. Reporting Lines This role will report ultimately to the Head of GFC Policies & Training and will work closely with team members and colleagues in New York, Baltimore, London, and Hong Kong. The role does not have direct reports. Primary Responsibilities This role will support the Policies and Training teams to fulfill its responsibilities, especially concerning aspects of these responsibilities that involve online and technology tools and leverage Morgan Stanley platforms, including, among other things: Policies Coordinating with subject matter experts on updates to GFC Policies and related documents Tracking the status of updates to Policies and related documents, maintaining charts to ensure the governance process has been followed before updated documents are uploaded to the Firm's PolicyPortal, and tracking completion progress and preparing metrics relating to the annual GFC Policy Plan Assisting with the publication of new policies through the Global Financial Crimes Compliance Notice process and publication on the PolicyPortal Maintaining the Global Financial Crimes Intranet pages on Jive Respond to Audit and Regulatory requests for Policy-related documents, as needed Coordinating with members of the Global Compliance department on Firmwide policies and procedures issues, such as the creation of templates
Original job GFC Professional /Legal and Compliance/ posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
Global Financial Crimes: Policies & Training Director Division: Legal and Compliance Division Location: Mumbai, India Job Level: Director Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. Department Profile Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firm's enterprise-wide financial crime prevention efforts. GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity. Background on the Team Morgan Stanley is committed to a strong Financial Crimes program to protect against the use of the Firm's products, services and facilities for prohibited transactions or the purpose of evading, avoiding or otherwise circumventing sanctions, AML or anti-corruption regulation. The Firm has adopted a comprehensive, risk-based program to ensure compliance with applicable laws, regulations and government guidance. The successful candidate will work collaboratively with each of the business unit and regional teams to coordinate, implement, and track global policy and training initiatives both for the Financial Crimes Group and for targeted business units. Reporting Lines This role will report ultimately to the Head of GFC Policies & Training and will work closely with team members and colleagues in New York, Baltimore, London, and Hong Kong. The role does not have direct reports. Primary Responsibilities This role will support the Policies and Training teams to fulfill its responsibilities, especially concerning aspects of these responsibilities that involve online and technology tools and leverage Morgan Stanley platforms, including, among other things: Policies Coordinating with subject matter experts on updates to GFC Policies and related documents Tracking the status of updates to Policies and related documents, maintaining charts to ensure the governance process has been followed before updated documents are uploaded to the Firm's PolicyPortal, and tracking completion progress and preparing metrics relating to the annual GFC Policy Plan Assisting with the publication of new policies through the Global Financial Crimes Compliance Notice process and publication on the PolicyPortal Maintaining the Global Financial Crimes Intranet pages on Jive Respond to Audit and Regulatory requests for Policy-related documents, as needed Coordinating with members of the Global Compliance department on Firmwide policies and procedures issues, such as the creation of templates
Original job GFC Professional /Legal and Compliance/ posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
💡 Quick Summary
Seeking a career-building opportunity? The GFC Professional |Legal and Compliance position is now open for candidates interested in the Legal Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.