Job Description:

Job Title – IB DCO – Assurance

Location- Mumbai

Corporate Title - AVP

Role Description

You will be joining the Assurance Team in the Investment Bank's Divisional Controls Office (DCO). DCO is responsible for the global control environment across the Investment Bank (IB) and is closely aligned with the business, providing central oversight for Front Office (FO) control framework activities, including design, implementation, ongoing assurance/validation of FO supervisory and key FO controls. The purpose of the Assurance Team is to provide IB with assurance that Non-Financial Risk key controls are complete, accurate, and operating effectively.

The Assurance Team is currently responsible for testing the design and operating effectiveness of IB owned key controls. Other responsibilities of the team include executing detection tests to stress test the operating effectiveness of key controls and running Scenario Analysis workshops and Emerging Risk Forums either to explore potential Non-Financial Risk threats or to stress test the control environment.

Job Details:
• Carry out walkthroughs, design test plans, and execute design and operating controls testing of key front office controls.
• Provide quality assurance over remediation plans for findings and/or risks owned by or impacting the Investment Banking business.
• Identify opportunities to improve key controls and the control environment through controls testing and quality assurance.
• Develop a good understanding of the Non-Financial Risks impacting the Investment bank.
• Develop a good understanding of the Assurance Testing methodology; specifically on testing required to conclude on design and operating effectiveness of controls.

Skills & Qualifications:
• Experience in Audit, Compliance Testing, and/or Assurance with knowledge of Investment Banking products, processes and controls and non-financial risk.
• Ability to question existing control framework and provide solutions to strengthen controls
• Strong quantitative and analytical skills
• Familiarity with DB organization a plus, but not mandatory
• Strong project management skills and a proactive team partner
• Influencing and negotiation skills and stakeholder management expertise
• Strong verbal and written communication skills

What we will offer you

As part of our flexible scheme, here are just some of the benefits that you'll enjoy
• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Flexible working arrangements
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

How we'll support you
• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression