Job Description
Legal and Compliance Officer
TMGM Sydney, New South Wales, Australia
TMGM
Legal and Compliance Officer
TMGM Sydney, New South Wales, Australia
3 weeks ago Be among the first 25 applicants
See who TMGM has hired for this role
Apply
Save
About TMGM
TMGM is a leading provider of online trading and investment services. We are honored to be the Official Regional Online Forex and Trading Partner of Chelsea FC in Asia Pacific. With a global presence and offices across three continents, TMGM has built a reputation as a trusted provider of CFD trading. We pride ourselves on our commitment to regulatory compliance, technological innovation, and exceptional customer service.
At TMGM, our vision goes beyond just providing a trading platform. We aim to empower our clients with the best trading conditions. By leveraging industry-leading and cutting-edge innovative platforms, we ensure that your trading experience is excellent. Our relentless dedication to research and development enables us to push the boundaries of liquidity and usability, equipping you with the tools you need to succeed in the ever-changing financial landscape.
About The Role
We are looking for a Legal and Compliance Officer to join our team. In this role, you will work closely with various departments to offer comprehensive legal support and ensure our adherence to financial services licensing requirements. Your responsibilities will include analyzing legal documents and assisting in the implementation of compliance initiatives across the organization.
Responsibilities:
Legal Guidance: Provide legal advice on company operations, including the review, preparation, and amendment of relevant legal documentation
Contract Management: Review, negotiate, and manage contracts with third parties; ensure timely exchange of information
Departmental Collaboration: Work with Sales, Back Office, Human Resources, and Marketing to gather necessary information and update operational procedures
Marketing Compliance: Assist in developing marketing plans and review materials for compliance
Policy Development: Help develop and implement compliance policies, procedures, and training programs
Training Management: Maintain and organize compliance training programs to ensure adherence to the company's Staff Training Policy and regulatory requirements
Compliance Program Support: Contribute to the enhancement and implementation of compliance projects and controls
Requirements
Bachelor's degree in Law or related field. Advanced degree preferred.
In-depth knowledge of Corporations Law and financial regulations
Exceptional drafting skills with a proven ability to produce clear, precise, and effective legal documents
Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.
Strong analytical skills and attention to detail
Bilingual proficiency in English and Chinese
Benefits
Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service
Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues
Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs
Invest in your growth! Access annual training opportunities tailored to your role
TMGM Sydney, New South Wales, Australia
TMGM
Legal and Compliance Officer
TMGM Sydney, New South Wales, Australia
3 weeks ago Be among the first 25 applicants
See who TMGM has hired for this role
Apply
Save
About TMGM
TMGM is a leading provider of online trading and investment services. We are honored to be the Official Regional Online Forex and Trading Partner of Chelsea FC in Asia Pacific. With a global presence and offices across three continents, TMGM has built a reputation as a trusted provider of CFD trading. We pride ourselves on our commitment to regulatory compliance, technological innovation, and exceptional customer service.
At TMGM, our vision goes beyond just providing a trading platform. We aim to empower our clients with the best trading conditions. By leveraging industry-leading and cutting-edge innovative platforms, we ensure that your trading experience is excellent. Our relentless dedication to research and development enables us to push the boundaries of liquidity and usability, equipping you with the tools you need to succeed in the ever-changing financial landscape.
About The Role
We are looking for a Legal and Compliance Officer to join our team. In this role, you will work closely with various departments to offer comprehensive legal support and ensure our adherence to financial services licensing requirements. Your responsibilities will include analyzing legal documents and assisting in the implementation of compliance initiatives across the organization.
Responsibilities:
Legal Guidance: Provide legal advice on company operations, including the review, preparation, and amendment of relevant legal documentation
Contract Management: Review, negotiate, and manage contracts with third parties; ensure timely exchange of information
Departmental Collaboration: Work with Sales, Back Office, Human Resources, and Marketing to gather necessary information and update operational procedures
Marketing Compliance: Assist in developing marketing plans and review materials for compliance
Policy Development: Help develop and implement compliance policies, procedures, and training programs
Training Management: Maintain and organize compliance training programs to ensure adherence to the company's Staff Training Policy and regulatory requirements
Compliance Program Support: Contribute to the enhancement and implementation of compliance projects and controls
Requirements
Bachelor's degree in Law or related field. Advanced degree preferred.
In-depth knowledge of Corporations Law and financial regulations
Exceptional drafting skills with a proven ability to produce clear, precise, and effective legal documents
Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.
Strong analytical skills and attention to detail
Bilingual proficiency in English and Chinese
Benefits
Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service
Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues
Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs
Invest in your growth! Access annual training opportunities tailored to your role
💡 Quick Summary
Seeking a career-building opportunity? The Legal and Compliance Officer position is now open for candidates interested in the Legal Jobs sector. This role in Sydney offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.
