Job Description
Job Description
Capital Market Alert Monitoring AML Cell - Compliance
The key responsibilities of the role will be as follows:
• Analysis of red flags/alerts generated by AML system to identify potential suspicious activity.
• Analysis of reports related to capital market account transactions.
• Analysis of unusual pattern of transactions based on various scenarios defined in the system.
• Forwarding AML alerts to branches/respective businesses for carrying out enhanced due diligence and follow-up for ultimate closure of the alerts.
• Timely reporting of suspicious transactions and execution of instructions from law enforcement agencies.
• Updating of names in negative database as and when applicable.
Maintaining current understanding of Money Laundering/Capital Market Surveillance policy/SEBI regulations and guidelines/terrorist financing issues, including processes, policies, procedures, regulations, and developing trends.
Job Requirements
• Graduate/post-graduate with at least three years of banking experience.
• Well-versed with functioning of Core Banking System and DP Secure/CDAS system.
• Familiar in working on Microsoft Office, mainly Excel. Possessing V-lookup skills will be an added advantage.
• Good communication skills (spoken and written).
• Analytical skills with regard to monitoring of transactions, identification of unusual transactions with an eye for detail will be an added advantage.
• Should keep himself/herself conversant with current developments related to KYC/AML/CFT monitoring and SEBI regulations.
• Understanding/experience about NSDL/CDSL alert handling and managing Capital Market Surveillance policy would be preferred.
• Additional qualification/certification in AML/Capital Market would be an added advantage.
Job Role
Team Member - Capital Market Alert Monitoring - AML Cell - Compliance.
Capital Market Alert Monitoring AML Cell - Compliance
The key responsibilities of the role will be as follows:
• Analysis of red flags/alerts generated by AML system to identify potential suspicious activity.
• Analysis of reports related to capital market account transactions.
• Analysis of unusual pattern of transactions based on various scenarios defined in the system.
• Forwarding AML alerts to branches/respective businesses for carrying out enhanced due diligence and follow-up for ultimate closure of the alerts.
• Timely reporting of suspicious transactions and execution of instructions from law enforcement agencies.
• Updating of names in negative database as and when applicable.
Maintaining current understanding of Money Laundering/Capital Market Surveillance policy/SEBI regulations and guidelines/terrorist financing issues, including processes, policies, procedures, regulations, and developing trends.
Job Requirements
• Graduate/post-graduate with at least three years of banking experience.
• Well-versed with functioning of Core Banking System and DP Secure/CDAS system.
• Familiar in working on Microsoft Office, mainly Excel. Possessing V-lookup skills will be an added advantage.
• Good communication skills (spoken and written).
• Analytical skills with regard to monitoring of transactions, identification of unusual transactions with an eye for detail will be an added advantage.
• Should keep himself/herself conversant with current developments related to KYC/AML/CFT monitoring and SEBI regulations.
• Understanding/experience about NSDL/CDSL alert handling and managing Capital Market Surveillance policy would be preferred.
• Additional qualification/certification in AML/Capital Market would be an added advantage.
Job Role
Team Member - Capital Market Alert Monitoring - AML Cell - Compliance.
💡 Quick Summary
Seeking a career-building opportunity? The Manager - Capital Market Alert Monitoring - AML position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
