Manager, Financial Crime Surveillance Unit-(2200018994)

Job
:Compliance

Primary Location
:Asia-India-Chennai

Schedule
:Full-time

Employee Status
:Permanent

Posting Date
:11/Aug/2024, 2:20:50 AM

Unposting Date
:Ongoing Role Responsibilities

Strategy
• Ensure that there is adequate support (people, processes, tools, frameworks, systems) in the respective team for necessary FCC controls.

Business
• Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends.

Processes
• Manage and/or resolve risk events/cases.
• Spend time reviewing cases with staff and independantly to resolve issues and further develop/improve process and process expertise.
• Follow the Correspondent/Non-Correspondent Banking DOI to process risk events in line with Assess, Analyse, Act (AAA) process.
• Do further analysis and escalations using knowledge about complex products.
• Implement/roll-out Group and FCC processes/DOIs.
• Maintain and recommend (for approval by the relevant Risk Committee), appropriate processes/DOIs to address financial crime risks, aligning with relevant regulatory requirements.

People and Talent
• Provide leadership, management and coaching to direct reports to ensure they are highly engaged and performing to their potential.
• Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
• Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm.
• Collaborate with training teams to input to training curriculum to support closing of capability gaps.
• Ensure the respective team is adequately resourced and staffed by an appropriate number of competent staff sufficiently independent to perform duties objectively, to support