Job Description
Requisition ID: 252786
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
The Role
The Manager, Regulatory Compliance and Risk Management, contributes to the overall success of Customer Insights, Data and Analytics (CID&A) by working with the Director and Senior Manager, to support the delivery of the RCM program including the implementation of risk management controls, audits, regulatory issues management, compliance matters, privacy, business continuity among other functions.
Is this role right for you? In this role you will:
Build and manage an overall view of Operational Performance across different areas to ensure all processes are aligned to team goals and overall CID&A strategy.
Create business strategies, plans and initiatives that are executed / delivered in compliance with governing regulations, SLAs, internal policies and procedures by working closely with Business Lines and other CID&A Teams.
Support the Director, Regulatory Program Management in planning strategy, initiatives, and enhancements.
Do you have the skills to succeed in this role? We would love to collaborate with you if you have some of these skills:
Demonstrated experience delivering complex regulatory, risk or compliance transformation initiatives
Strong understanding of enterprise risk frameworks, regulatory change and governance environments
Experience operating in a highly regulated industry with tight timelines and supervisory oversight
Experience coaching teams to higher performance with processes and skill building
Well-developed communication skills including precise articulation of ideas and opinions.
Excellent organizational skills and attention to detail.
Strong project management skills.
Strong working knowledge of industry practices
Strong analytical, planning and reporting abilities
University degree or equivalent college certification.
Working knowledge in Spanish is a plus.
Some additional experiences that could help you:
Internal Controls, Compliance or Audit
Experience with JIRA, Confluence, CA-PPM, MS Project and related project delivery methodologies are an asset.
Experience with Process Engineering and Optimization
Hands on experience with Tableau, PowerBI, or other data visualization tools
Why this role could be a good fit for you:
You thrive in an environment in which you lead people and pursue effective, efficient execution of objectives while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk.
You enjoy working in a high-performance environment implementing a people strategy that attracts, retains, develop and motivates team members by fostering an inclusive work environment.
You are comfortable articulating vison/values/business strategy, managing development planning and execution for your team.
Specific Accountabilities for this role:
Facilitate end-to-end implementation of Compliance RCM Controls Program in alignment with OSFI E-13 Guideline, including ad-hoc projects supporting RCM implementation in CIDA
Create and manage a portfolio view of key operational processes in CID&A and supports the creation of SLAs and KPIs, reviews processes end to end and champion process optimization.
Maintains the regulatory compliance universe, including regulatory compliance issue management, training, monitoring & testing activities
Act as main point of contact in CID&A for audit and second line, responsible for working across CID&A stakeholders in tracking and reporting all findings and issues.
Oversee change events that may necessitate the review of the RCM program artefacts
Ensure documentation and procedures are updated to reflect changes in requirements.
Facilitate reporting to Senior Executives, providing clear understanding of exposure to regulatory compliance risks and the adequacy of controls to manage those risks.
Makes prudent/informed decisions within assigned limits and escalates any exceptions / issues along with recommendations and/or solutions to senior management as appropriate.
Collaborate with key stakeholders across the enterprise (Data & AI Risk, Global Compliance, Chief Data Office, Audit etc.) to maximize the efficiency of CIDA’s RCM program.
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
Creates an environment that pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls.
Directs day-to-day activities in a manner consistent with the Bank’s risk culture and the relevant risk appetite statement and limits.
Communicates the Bank’s risk culture and risk appetite statement throughout their teams.
Coach and develops his/her team to bring out their best potential and continual improvement.
Location(s): Canada : Ontario : Toronto || United States : Texas : Dallas
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
The Role
The Manager, Regulatory Compliance and Risk Management, contributes to the overall success of Customer Insights, Data and Analytics (CID&A) by working with the Director and Senior Manager, to support the delivery of the RCM program including the implementation of risk management controls, audits, regulatory issues management, compliance matters, privacy, business continuity among other functions.
Is this role right for you? In this role you will:
Build and manage an overall view of Operational Performance across different areas to ensure all processes are aligned to team goals and overall CID&A strategy.
Create business strategies, plans and initiatives that are executed / delivered in compliance with governing regulations, SLAs, internal policies and procedures by working closely with Business Lines and other CID&A Teams.
Support the Director, Regulatory Program Management in planning strategy, initiatives, and enhancements.
Do you have the skills to succeed in this role? We would love to collaborate with you if you have some of these skills:
Demonstrated experience delivering complex regulatory, risk or compliance transformation initiatives
Strong understanding of enterprise risk frameworks, regulatory change and governance environments
Experience operating in a highly regulated industry with tight timelines and supervisory oversight
Experience coaching teams to higher performance with processes and skill building
Well-developed communication skills including precise articulation of ideas and opinions.
Excellent organizational skills and attention to detail.
Strong project management skills.
Strong working knowledge of industry practices
Strong analytical, planning and reporting abilities
University degree or equivalent college certification.
Working knowledge in Spanish is a plus.
Some additional experiences that could help you:
Internal Controls, Compliance or Audit
Experience with JIRA, Confluence, CA-PPM, MS Project and related project delivery methodologies are an asset.
Experience with Process Engineering and Optimization
Hands on experience with Tableau, PowerBI, or other data visualization tools
Why this role could be a good fit for you:
You thrive in an environment in which you lead people and pursue effective, efficient execution of objectives while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk.
You enjoy working in a high-performance environment implementing a people strategy that attracts, retains, develop and motivates team members by fostering an inclusive work environment.
You are comfortable articulating vison/values/business strategy, managing development planning and execution for your team.
Specific Accountabilities for this role:
Facilitate end-to-end implementation of Compliance RCM Controls Program in alignment with OSFI E-13 Guideline, including ad-hoc projects supporting RCM implementation in CIDA
Create and manage a portfolio view of key operational processes in CID&A and supports the creation of SLAs and KPIs, reviews processes end to end and champion process optimization.
Maintains the regulatory compliance universe, including regulatory compliance issue management, training, monitoring & testing activities
Act as main point of contact in CID&A for audit and second line, responsible for working across CID&A stakeholders in tracking and reporting all findings and issues.
Oversee change events that may necessitate the review of the RCM program artefacts
Ensure documentation and procedures are updated to reflect changes in requirements.
Facilitate reporting to Senior Executives, providing clear understanding of exposure to regulatory compliance risks and the adequacy of controls to manage those risks.
Makes prudent/informed decisions within assigned limits and escalates any exceptions / issues along with recommendations and/or solutions to senior management as appropriate.
Collaborate with key stakeholders across the enterprise (Data & AI Risk, Global Compliance, Chief Data Office, Audit etc.) to maximize the efficiency of CIDA’s RCM program.
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
Creates an environment that pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls.
Directs day-to-day activities in a manner consistent with the Bank’s risk culture and the relevant risk appetite statement and limits.
Communicates the Bank’s risk culture and risk appetite statement throughout their teams.
Coach and develops his/her team to bring out their best potential and continual improvement.
Location(s): Canada : Ontario : Toronto || United States : Texas : Dallas
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
💡 Quick Summary
Seeking a career-building opportunity? The Manager, Regulatory Compliance and Risk Management position is now open for candidates interested in the Event Management Jobs sector. This role in Toronto offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Event Management Jobs is a plus.
