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Manager - Regulatory Compliance - Bank

Place of work Mumbai
Contract type Full-time
Start date 2 hours ago
Salary -

Job details

Job description, work day and responsibilities

Summary

The role holder will be responsible for handling Regulatory Compliance in respect of third-party products (insurance, mutual fund etc.) distribution business of the Bank.

KEY Responsibilities - Handling Regulatory Compliance for the Bank covering various regulations of SEBI, IRDA, AMFI etc.

Core Responsibilities
• Handling Compliance with above mentioned regulations pertaining to Mutual Fund & Insurance Distribution Business of the Bank.
• Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.
• Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.
• Handling Onsite Regulatory Inspections of SEBI, IRDA
• Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.
• Drafting and vetting of various submissions to be made to the ACB/Board.
• Submission of various regulatory reports from time to time.

People Management Or Self-Management Responsibilities
• Need to interaction with various regulatory authorities viz. SEBI, IRDA.
• Need to interact with the middle management and senior management of the Bank.

Company address

India
Maharashtra
Mumbai Show on map Get directions
Company Name: TenHeads
You will be redirected to another website to apply.
Apply and send CV
Offer ID: #1181132, Published: 2 hours ago, Company registered: 3 months ago

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