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Regulator Reporting – Equities
JPMorgan Chase Bank, N.A.
Mumbai, Maharashtra
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21 hours agoFull–time
Regulator Reporting – Equities Jobs in Mumbai, Maharashtra at JPMorgan Chase Bank, N.A.
Title: Regulator Reporting – Equities
Company: JPMorgan Chase Bank, N.A.
Location: Mumbai, Maharashtra
The Cash Equities Regulatory Reporting Team is responsible for on time and accurate submission of various reports as required under the MIFID II, FINMA, AWV and Depostatistik regulations.
Responsibilities:
Responsible for regulatory reporting break management and ongoing remediation
Understand the regulatory reporting requirements by partnering with GRRC, Technology and other internal stakeholders
Perform root cause analysis on internal and external breaks
Investigate reason for latency and resolve rejections on MiFID II RTS1 and FINMA RTS2 reports
Responsible for reduction in overall open breaks on MiFID II Transaction Report (RTS22) and FINMA RTS22 reports
Perform impact analysis on issues and prioritize fixes with various Technology teams for RTS22 report
Update SOP and resolution matrix in line with change in procedures or new issues discovered
Highlight gaps/enhancements in existing control framework
Investigate and remediate breaks on Z4, Z10 and Z11 reports as part of AWV German Regulation (Foreign Payment Ordinance Report) and ensure timely submission to Bundesbank on a monthly basis
Investigate and remediate breaks and ensure accurate submission of month end position snapshot reporting as part of Depostatistik German Regulation
Investigate transactions already submitted to Regulators containing any anomalies and work with GRRC, Business Manager, Technology and Change Management team for identifying fixes and follow through until remediation
Ensure time-to-time up-skilling on additional controls introduced as part of overall control framework
Ensure all controls and checks are completed by the end of day
Pre-requisites:
This role requires a wide variety of strengths and capabilities, including:
Strong understanding of Cash Equities and Securitized Derivatives products
Strong understanding of MiFID II, FINMA, AWV and Depostatistik Regulations
Excellent business analysis skills to drill down the complex regulatory reporting requirements for multiple jurisdictions
Excellent problem solving skills in order to identify, understand, and address operational and technical issues
Regulator Reporting – Equities
JPMorgan Chase Bank, N.A.
Mumbai, Maharashtra
Apply
21 hours agoFull–time
Regulator Reporting – Equities Jobs in Mumbai, Maharashtra at JPMorgan Chase Bank, N.A.
Title: Regulator Reporting – Equities
Company: JPMorgan Chase Bank, N.A.
Location: Mumbai, Maharashtra
The Cash Equities Regulatory Reporting Team is responsible for on time and accurate submission of various reports as required under the MIFID II, FINMA, AWV and Depostatistik regulations.
Responsibilities:
Responsible for regulatory reporting break management and ongoing remediation
Understand the regulatory reporting requirements by partnering with GRRC, Technology and other internal stakeholders
Perform root cause analysis on internal and external breaks
Investigate reason for latency and resolve rejections on MiFID II RTS1 and FINMA RTS2 reports
Responsible for reduction in overall open breaks on MiFID II Transaction Report (RTS22) and FINMA RTS22 reports
Perform impact analysis on issues and prioritize fixes with various Technology teams for RTS22 report
Update SOP and resolution matrix in line with change in procedures or new issues discovered
Highlight gaps/enhancements in existing control framework
Investigate and remediate breaks on Z4, Z10 and Z11 reports as part of AWV German Regulation (Foreign Payment Ordinance Report) and ensure timely submission to Bundesbank on a monthly basis
Investigate and remediate breaks and ensure accurate submission of month end position snapshot reporting as part of Depostatistik German Regulation
Investigate transactions already submitted to Regulators containing any anomalies and work with GRRC, Business Manager, Technology and Change Management team for identifying fixes and follow through until remediation
Ensure time-to-time up-skilling on additional controls introduced as part of overall control framework
Ensure all controls and checks are completed by the end of day
Pre-requisites:
This role requires a wide variety of strengths and capabilities, including:
Strong understanding of Cash Equities and Securitized Derivatives products
Strong understanding of MiFID II, FINMA, AWV and Depostatistik Regulations
Excellent business analysis skills to drill down the complex regulatory reporting requirements for multiple jurisdictions
Excellent problem solving skills in order to identify, understand, and address operational and technical issues
💡 Quick Summary
Seeking a career-building opportunity? The Regulator Reporting | Equities position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.