Job Description
Location- Mumbai
Role Description
• To ensure timely issuance of FPI certificate with due adherence to SEBI, RBI and other applicable regulations and ensuring it is in compliance with the Banks policies and procedures.
• To undertake all tasks relating to FPI registration and renewal.
• To communicate effectively with clients and resolve their queries to smoothen the FPI registration and renewal process.
• To update the clients with the information requested changes in the market by the regulators i.e. SEBI, RBI etc.
• To perform required regulatory reporting and other ancillary activities as per extant rules and regulations
• Maintaining and developing good relationship with the client.
• To liaise with all regulators and all stake holders to smoothen the registration process.
• To manage Regulatory and Internal Audits, Inspections with nil observations.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above
Your key responsibilities
• Monitor TAT and improve as applicable.
• Publish key metrics highlighting volumes.
• Anticipate roadblocks, add-on work and escalation as required necessary.
• Handle related inquiry quickly and professionally to reduce any delay in the process.
• Review process and controls periodically to ensure risk management.
Your skills and experience
Well versed with DDP activities as per extant regulations Team Player Good knowledge of Capital Market Good connect with regulators like SEBI & RBI KYC ,AML & Regulatory requirements Excellent analytical and problem solving skills (Project Management experience is a plus) Proficient with Advanced Microsoft Excel History of achievements in similar roles
💡 Quick Summary
Seeking a career-building opportunity? The Regulatory Management | DDP position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
