Job Description
Position Overview
Job Title: Supervisory Analyst
Corporate Title: Vice President
Location: Mumbai
Role Description
Deutsche Bank Research publishes a wide range of notes including on equities, economics, currencies, credit, rates, strategy, and a variety of other investment products and thematic topics. Deutsche Bank’s Supervisory Analyst (SA) team reviews these notes and ensures compliance with regulatory and internal DB policy requirements, as well as facilitates the publication and clearance.
The individual will sit within Research in the globally integrated SA team. This role involves review of written re-search as set out in FINRA rules (esp Rule 2210) regarding written communication with the public. SAs balance risk management (regulatory, reputational and financial risk) with commerciality (being first to market).
What We’ll Offer You
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above
Your Key Responsibilities
Evaluate reports, make independent business decisions, implement necessary changes to ensure compliance with all regulatory requirements and in-house policies. SAs evaluate reports with respect to logic, organization, and valuation methodology; ensure clarity and internal consistency; and enforce the need for reasonable basis and transparency in research. SAs must make independent business decisions regarding content - in a high-pressure environment - and be able to explain necessary changes to analysts (and potentially to regulators). Monitor workflow and prioritize documents. SAs must prioritize work from a commercial standpoint - considering factors such as time zones around the globe, actionability, market impact, analyst availability, meeting and marketing schedules, management focus, and SA staffing. Communicate effectively with research analysts and product management team. SAs must communicate with DB's global analyst community and tactfully help analysts change wording, and in certain cases remove text (e.g., on restricted stocks) - sometimes without letting the analysts know it's been removed or why (e.g., with watch-listed names). Supervisory analysts must be sensitive to cultural and regional differences with regard to meaning and subtle differences/implications in language and images. SAs frequently act as liaison between analysts' demands and management concerns. They must also work well with the production team to edit documents and identify formatting issues. Work closely with control room, compliance and legal in identifying potential conflicts, or 'hits' (watch- or restricted-list companies or countries). SAs must understand and implement changes required by the control room. They must know when and how to argue the analyst's case to the control room, and vice versa - requiring a working knowledge of the key elements of both roles.
Your Skills And Experience
• Bachelor's degree or equivalent.
• 3+ years working as a supervisory analyst (Series 16 qualified).
• Strong written and oral communications and interpersonal skills (native English speaker level).
• Firm grasp of regulatory requirements: how to implement them in research and explain them to analysts.
• Editorial experience.
• Team player with the ability to prioritize in a high pressure environment.
• Ability to work under tight deadlines and handle several tasks simultaneously.
• Sound and balanced judgment and the confidence to implement changes where necessary.
• Flexible to adapting to changing business needs.
• Series S4 a bonus.
• Research analyst/associate experience a plus.
How We’ll Support You
• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
About Us And Our Teams
Please visit our company website for further information:
https://www.db.com/company/company.htm
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, ****** orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
Click here to find out more about diversity and inclusion at Deutsche Bank
Job Title: Supervisory Analyst
Corporate Title: Vice President
Location: Mumbai
Role Description
Deutsche Bank Research publishes a wide range of notes including on equities, economics, currencies, credit, rates, strategy, and a variety of other investment products and thematic topics. Deutsche Bank’s Supervisory Analyst (SA) team reviews these notes and ensures compliance with regulatory and internal DB policy requirements, as well as facilitates the publication and clearance.
The individual will sit within Research in the globally integrated SA team. This role involves review of written re-search as set out in FINRA rules (esp Rule 2210) regarding written communication with the public. SAs balance risk management (regulatory, reputational and financial risk) with commerciality (being first to market).
What We’ll Offer You
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above
Your Key Responsibilities
Evaluate reports, make independent business decisions, implement necessary changes to ensure compliance with all regulatory requirements and in-house policies. SAs evaluate reports with respect to logic, organization, and valuation methodology; ensure clarity and internal consistency; and enforce the need for reasonable basis and transparency in research. SAs must make independent business decisions regarding content - in a high-pressure environment - and be able to explain necessary changes to analysts (and potentially to regulators). Monitor workflow and prioritize documents. SAs must prioritize work from a commercial standpoint - considering factors such as time zones around the globe, actionability, market impact, analyst availability, meeting and marketing schedules, management focus, and SA staffing. Communicate effectively with research analysts and product management team. SAs must communicate with DB's global analyst community and tactfully help analysts change wording, and in certain cases remove text (e.g., on restricted stocks) - sometimes without letting the analysts know it's been removed or why (e.g., with watch-listed names). Supervisory analysts must be sensitive to cultural and regional differences with regard to meaning and subtle differences/implications in language and images. SAs frequently act as liaison between analysts' demands and management concerns. They must also work well with the production team to edit documents and identify formatting issues. Work closely with control room, compliance and legal in identifying potential conflicts, or 'hits' (watch- or restricted-list companies or countries). SAs must understand and implement changes required by the control room. They must know when and how to argue the analyst's case to the control room, and vice versa - requiring a working knowledge of the key elements of both roles.
Your Skills And Experience
• Bachelor's degree or equivalent.
• 3+ years working as a supervisory analyst (Series 16 qualified).
• Strong written and oral communications and interpersonal skills (native English speaker level).
• Firm grasp of regulatory requirements: how to implement them in research and explain them to analysts.
• Editorial experience.
• Team player with the ability to prioritize in a high pressure environment.
• Ability to work under tight deadlines and handle several tasks simultaneously.
• Sound and balanced judgment and the confidence to implement changes where necessary.
• Flexible to adapting to changing business needs.
• Series S4 a bonus.
• Research analyst/associate experience a plus.
How We’ll Support You
• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
About Us And Our Teams
Please visit our company website for further information:
https://www.db.com/company/company.htm
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, ****** orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
Click here to find out more about diversity and inclusion at Deutsche Bank
💡 Quick Summary
Seeking a career-building opportunity? The Research Supervisory Analyst position is now open for candidates interested in the Bank Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.
