Job Description
Join our Global Business Compliance Team based in Sydney, responsible for ensuring that all activities within the Macquarie Capital Equities business comply with relevant laws, regulations, and internal policies.
This role is a 12-month contract position.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
What role will you play?
As a Senior Manager, you will act as a primary point of contact for compliance related queries, providing guidance to the Equities business, ensuring they adhere to all applicable regulations, industry standards and internal policies.
You will conduct regular monitoring of trading and reviews of business activities to detect and address any compliance issues and develop and provide training to staff of compliance requirements and best practices. You will also engage with internal stakeholders, including Legal, Operations teams and the Business to address compliance-related matters and provide appropriate advice.
In addition, you will identify and assess existing and emerging compliance risks and regulatory change impacting the Equities business and implement appropriate actions to mitigate these risks. You will lead and support regulatory engagement, and deliver training and awareness programs to promote a strong compliance culture within the Equities Business.
What you offer
Prior experience in a Compliance/Risk Management role within the Financial Services Industry, with Equities experience is preferred
Bachelor’s degree in Finance, Law, Commerce or a related field
Deep understanding of regulatory frameworks and requirements governing the Equities markets
Strong analytical and problem-solving skills, with the ability to assess complex regulatory issues and provide practical solutions.
Excellent communication and interpersonal skills, with the ability to build relationships and influence stakeholders at all levels.
Proven ability to manage multiple priorities and deliver results in a fast-paced environment.
Leadership experience, with a demonstrated ability to mentor and develop high-performing teams.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
About the Risk Management Group
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.
Our commitment to diversity, equity and inclusion
We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, ****** orientation, marital or partnership status, parental, caregiving or family status, family and domestic violence status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process. To learn more, contact our team by clicking here.
Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.
This role is a 12-month contract position.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
What role will you play?
As a Senior Manager, you will act as a primary point of contact for compliance related queries, providing guidance to the Equities business, ensuring they adhere to all applicable regulations, industry standards and internal policies.
You will conduct regular monitoring of trading and reviews of business activities to detect and address any compliance issues and develop and provide training to staff of compliance requirements and best practices. You will also engage with internal stakeholders, including Legal, Operations teams and the Business to address compliance-related matters and provide appropriate advice.
In addition, you will identify and assess existing and emerging compliance risks and regulatory change impacting the Equities business and implement appropriate actions to mitigate these risks. You will lead and support regulatory engagement, and deliver training and awareness programs to promote a strong compliance culture within the Equities Business.
What you offer
Prior experience in a Compliance/Risk Management role within the Financial Services Industry, with Equities experience is preferred
Bachelor’s degree in Finance, Law, Commerce or a related field
Deep understanding of regulatory frameworks and requirements governing the Equities markets
Strong analytical and problem-solving skills, with the ability to assess complex regulatory issues and provide practical solutions.
Excellent communication and interpersonal skills, with the ability to build relationships and influence stakeholders at all levels.
Proven ability to manage multiple priorities and deliver results in a fast-paced environment.
Leadership experience, with a demonstrated ability to mentor and develop high-performing teams.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
About the Risk Management Group
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.
Our commitment to diversity, equity and inclusion
We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, ****** orientation, marital or partnership status, parental, caregiving or family status, family and domestic violence status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process. To learn more, contact our team by clicking here.
Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.
💡 Quick Summary
Seeking a career-building opportunity? The Senior Manager | Equities Compliance position is now open for candidates interested in the Legal Jobs sector. This role in Sydney offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.