Job Description
I
Infratech
Legal Assistant
Infratech • Thane, Maharashtra • via WorkIndia.in
3 days ago
₹20K–₹30K a month
Full–time
No Degree Mentioned
Apply on WorkIndia.in
Apply on Jobrapido.com
Job description
Salary Range : Rs. 20000 - Rs. 30000 , based on skills, experience, and interview performance
Educational Requirement : Graduate
Work Arrangement : Work From Office
Gender Preference : Both male and female can apply
Skills Requirement : No predefined skills necessary
Experience Requirement : Fresher
Location : Thane
Working Hours : 10:30 AM - 7:00 PM | Monday to Saturday
Additional Info : Conduct Research To Advise Clients. Develop Litigation Strategies. Gather Evidence To Support Claims. Prepare Legal Documents. Marathi Typing Required.
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PPFAS Mutual Fund
Senior Manager-Legal, Secretarial & Compliance
PPFAS Mutual Fund • Mumbai, Maharashtra • via Glassdoor
6 days ago
Full–time
Apply on Glassdoor
Apply on JobGrin
Apply on SimplyHired
Job description
Job Description:
Having 6 to 8 years of experience in the Mutual Fund Industry.
Skills required:
• Well versed with SEBI (MF) Regulations
• Root cause analysis,
• Multitasking
• Experience of working in AMC
• Effective Interpersonal Communication
Compliance & Secretarial Functions
• To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations.
• To review and update on regularly basis Compliance Manual and other policies.
• To conduct compliance awareness sessions on Insider Trading, etc.
• To ensure Compliance provision of RBI Act, AMFI Circulars & notices
• To maintain and update of compliance tracker/ RBI Act and other applicable regulations, AMFI Regulations
• Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
• To Interpret the various Circulars of SEBI, AMFI, RBI and other regulators and decide on course forward for implementation of the same.
• Having knowledge of PMLA Regulations and Anti Money Laundering rules.
• To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors.
• To maintain cordial relations with the regulators.
• Preparation and Finalisation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To review notices, director’s report, and minutes for the Board and General meetings;
• Preparation and periodic updating of Scheme Information Documents, SAI and KIM
• Review of Half yearly and annual scheme reports/portfolio
• Co-ordinating with various inter-departments on Regulatory Requirements
• Well versed with Clearing Marketing materials under Advertisement Code
• Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
• Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance.
• To vet the Distributor empanelment agreements, vendors agreements and Branch agreements and any other legal work.
Qualification & Experience::
• B. Com, ACS, LLB.
• Any course in Anti Money laundering will be an added advantage.
• 6 to 8 Years of Work Experience in Mutual Fund Industry/AMC
Job Location: Mumbai
Interested? Please click here to fill out the form.
Infratech
Legal Assistant
Infratech • Thane, Maharashtra • via WorkIndia.in
3 days ago
₹20K–₹30K a month
Full–time
No Degree Mentioned
Apply on WorkIndia.in
Apply on Jobrapido.com
Job description
Salary Range : Rs. 20000 - Rs. 30000 , based on skills, experience, and interview performance
Educational Requirement : Graduate
Work Arrangement : Work From Office
Gender Preference : Both male and female can apply
Skills Requirement : No predefined skills necessary
Experience Requirement : Fresher
Location : Thane
Working Hours : 10:30 AM - 7:00 PM | Monday to Saturday
Additional Info : Conduct Research To Advise Clients. Develop Litigation Strategies. Gather Evidence To Support Claims. Prepare Legal Documents. Marathi Typing Required.
Report this listing
More jobs at Infratech
See web results for Infratech
PPFAS Mutual Fund
Senior Manager-Legal, Secretarial & Compliance
PPFAS Mutual Fund • Mumbai, Maharashtra • via Glassdoor
6 days ago
Full–time
Apply on Glassdoor
Apply on JobGrin
Apply on SimplyHired
Job description
Job Description:
Having 6 to 8 years of experience in the Mutual Fund Industry.
Skills required:
• Well versed with SEBI (MF) Regulations
• Root cause analysis,
• Multitasking
• Experience of working in AMC
• Effective Interpersonal Communication
Compliance & Secretarial Functions
• To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations.
• To review and update on regularly basis Compliance Manual and other policies.
• To conduct compliance awareness sessions on Insider Trading, etc.
• To ensure Compliance provision of RBI Act, AMFI Circulars & notices
• To maintain and update of compliance tracker/ RBI Act and other applicable regulations, AMFI Regulations
• Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
• To Interpret the various Circulars of SEBI, AMFI, RBI and other regulators and decide on course forward for implementation of the same.
• Having knowledge of PMLA Regulations and Anti Money Laundering rules.
• To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors.
• To maintain cordial relations with the regulators.
• Preparation and Finalisation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To review notices, director’s report, and minutes for the Board and General meetings;
• Preparation and periodic updating of Scheme Information Documents, SAI and KIM
• Review of Half yearly and annual scheme reports/portfolio
• Co-ordinating with various inter-departments on Regulatory Requirements
• Well versed with Clearing Marketing materials under Advertisement Code
• Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
• Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance.
• To vet the Distributor empanelment agreements, vendors agreements and Branch agreements and any other legal work.
Qualification & Experience::
• B. Com, ACS, LLB.
• Any course in Anti Money laundering will be an added advantage.
• 6 to 8 Years of Work Experience in Mutual Fund Industry/AMC
Job Location: Mumbai
Interested? Please click here to fill out the form.
💡 Quick Summary
Seeking a career-building opportunity? The Senior Manager-Legal, Secretarial & Compliance position is now open for candidates interested in the Legal Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.