Small Finance Bank | Operational Risk Role |2|4 yrs|

Designation: Assistant Manager-Operational Risk (UB-RIS-COR-AMOR)

Primary Responsibilities:

1. Business Financials Facilitate enhancement of RCMs and liase with regional Ops Risk.

2. Team across branches and regions to carry out IFC testing maintain tracker for the same Participates in product and process review for availability of controls and also in reviews related to Business Requirements Document BRD , Functional Specific Development FSD, and perform User Acceptance Testing UAT, to ensure effectiveness of controls.

3. Before move to Production Perform Annual risk assessment for material outsourcing vendors with regards to compliance Facilitate regional Ops Risk team across branches and regions to carry out BCP simulation as per approved schedule.

4. Ensure compliance to all regulatory norms guidelines in the regions by providing guidance checks evaluation of the branches and review of implementation of the compliance obligations of the regulatory guidelines Participates in product and process review for availability of controls.

5. Ensure reviews related to Business Requirements Document BRD Functional Solution Document FSD and perform User Acceptance Testing UAT to ensure effectiveness of controls before move to Production Collect loss data and KRI data for regional ORM team.

6. Consolidate it for reporting to the corporate ORM function Coordinate collection recording and data capture of loss events and near miss together with verification within the businesses and regular reporting of these events the details and amounts as per the provisions laid down in the Loss Data Management Manual.

7. Maintain an MIS of all the branches with findings on compliance issues provide consolidated compliance review findings to the Manager Corporate Operational risk manager.

8. Appraise the regional business functional heads the level of compliance and failures if any so that prompt corrective action is taken Assist the regional business functional heads in submission of monthly Compliance Certificate in the prescribed format .

+. Conduct monthly surprise visits at the Branch for checking implementation of the required changes in internal procedures as communicated by Functional Departments.

10. Submit the report on breaches non-compliances immediately to the Manager Ops risk Corporate Ops risk Manager.