Job Description
A financial services firm in Springfield, MA is seeking a Suitability Principal to support top-tier financial advisors. The role requires expertise in reviewing complex brokerage transactions and a strong understanding of compliance processes. The ideal candidate will possess FINRA Series 7 and 24, along with a Bachelor’s Degree and at least two years of relevant experience. Strong communication skills and the ability to build relationships are essential for delivering exceptional service to advisors.
💡 Quick Summary
Seeking a career-building opportunity? The Suitability Principal: Back-Office Risk & Advisor Support position is now open for candidates interested in the Back Office Jobs sector. This role in Springfield offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Back Office Jobs is a plus.
