The Role Responsibilities Strategy Performing CST / KCSA Checks as RC Review of CST / KCSA performed by other RCs Coordination during GIA Review & Audits Liaising with teams for closure of CST / KCSA exceptions Administering EORP Issue / Action Management Modules – where applicable Functioning as RP / Approver in EORP Business Awareness on the Retail Banking operations and Risk activities Processes To report Unit’s OR issues identified during CST performance to RCLM To assist RCLM in developing and updating of procedures, controls and monitoring plans for Operational Risk Management To adhere to the agreed CST / KCSA plans and approach. To identify and report all exceptions on non-compliance with standard controls. To identify and report all weakness inherent in the standard controls To maintain proper record keeping on all CST / KCSA related activities To maintain independence in the conduct of CST / KCSA, i.e. not selecting and reviewing sample of self-performed transactions. Comply with group money laundering prevention policy and procedures to the extent applicable and reporting all suspicious transactions. To promote the culture and practice of compliance within the letter and spirit of regulatory requirements and ethical standards in the conduct of business To have good judgment and an inquisitive approach to practices and procedures on AML. To have personal authority and integrity, independence and resilience while handling such transactions Wherever Business Unit is not performing the KCI, to perform the KCI check. To support Risk Review as and when required / directed by RCLM or CST CoE Unit Head People and Talent Possess ability to understand the work plans and organizes their own work effectively Able to identify the process / system changes and raise the gap if any Raises issues when they see the task is at risk Completes work as assigned Risk Management Escalates issues to senior management within parameters of role Describes and understands the operations risk Awareness on transactional level fraud Governance Awareness and understanding of the regulatory framework across business function under CPBB vertical . Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct