Job Description
Full job description
Date: Jul 3, 2026
Location: New York, NY, US Chattanooga, TN, US Pittsburgh, PA, US FL, US Portland, ME, US Medford, OR, US
Company: ACA Group
The Assistant Broker Dealer Controller will lead the day-to-day management of the Broker Dealer Finance Analysts. This individual is responsible for the preparation and review of Broker/Dealer financial statements and ensures compliance with accounting standards (GAAP).
What you’ll do:
Management of the BD Analyst team to include staffing, training, and performance management.
Preparation and review of Broker/Dealer financial statements (income statements, balance sheets, etc.), ensuring accuracy and compliance with accounting standards (GAAP).
Oversee daily Broker/Dealer accounting processes, including general ledger management, Broker/Dealer bank account reconciliations, and collaboration with the Account Payable/Receivable teams.
Maintain, develop and implement internal controls over accounting processes.
Communication and partnership with all internal teams, including collaboration with the in-house FinOp team and Distribution BU leaders.
To Qualify for the role, you will have:
Bachelor’s degree in accounting
Ten (10) or more combined years of progressively responsible experience on an accounting team related to Broker Dealer accounting
Minimum of 5 years of supervisory experience
Familiarity with Mutual Fund practices
Proficient with data analysis, critical thinking and problem solving
Proficient in monthly closing processes experience
Strong technical knowledge of US GAAP
Required Licenses and Certification(s)
Series 99 license (or equivalent) or able to attain within 6 months (?) from date of hire
Ideally, you’ll also have:
Experience with Workday accounting system
Certified Public Accountant or Certified Management Accountant (or equivalent)
Skills and Attributes for Success:
Demonstrated professional integrity
High-level of organization with a keen attention to detail
Proven ability to utilize financial acumen to provide guidance to a senior management team
Results driven, initiative-taking and able to operate in a relatively unstructured environment
Ability to act independently and prioritize appropriately while being flexible and adaptable
Ability to establish and maintain effective working relationships with colleagues and clients
Dedicated to upholding ACA’s high-quality standards and customer service focus
Proficient with Microsoft Office applications
What working at ACA offers:
We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical and dental coverage and 401(k) plans, and a wide range of paid time off options as well as a flexible work environment. You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance.
About ACA:
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
Date: Jul 3, 2026
Location: New York, NY, US Chattanooga, TN, US Pittsburgh, PA, US FL, US Portland, ME, US Medford, OR, US
Company: ACA Group
The Assistant Broker Dealer Controller will lead the day-to-day management of the Broker Dealer Finance Analysts. This individual is responsible for the preparation and review of Broker/Dealer financial statements and ensures compliance with accounting standards (GAAP).
What you’ll do:
Management of the BD Analyst team to include staffing, training, and performance management.
Preparation and review of Broker/Dealer financial statements (income statements, balance sheets, etc.), ensuring accuracy and compliance with accounting standards (GAAP).
Oversee daily Broker/Dealer accounting processes, including general ledger management, Broker/Dealer bank account reconciliations, and collaboration with the Account Payable/Receivable teams.
Maintain, develop and implement internal controls over accounting processes.
Communication and partnership with all internal teams, including collaboration with the in-house FinOp team and Distribution BU leaders.
To Qualify for the role, you will have:
Bachelor’s degree in accounting
Ten (10) or more combined years of progressively responsible experience on an accounting team related to Broker Dealer accounting
Minimum of 5 years of supervisory experience
Familiarity with Mutual Fund practices
Proficient with data analysis, critical thinking and problem solving
Proficient in monthly closing processes experience
Strong technical knowledge of US GAAP
Required Licenses and Certification(s)
Series 99 license (or equivalent) or able to attain within 6 months (?) from date of hire
Ideally, you’ll also have:
Experience with Workday accounting system
Certified Public Accountant or Certified Management Accountant (or equivalent)
Skills and Attributes for Success:
Demonstrated professional integrity
High-level of organization with a keen attention to detail
Proven ability to utilize financial acumen to provide guidance to a senior management team
Results driven, initiative-taking and able to operate in a relatively unstructured environment
Ability to act independently and prioritize appropriately while being flexible and adaptable
Ability to establish and maintain effective working relationships with colleagues and clients
Dedicated to upholding ACA’s high-quality standards and customer service focus
Proficient with Microsoft Office applications
What working at ACA offers:
We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical and dental coverage and 401(k) plans, and a wide range of paid time off options as well as a flexible work environment. You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance.
About ACA:
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
💡 Quick Summary
Seeking a career-building opportunity? The Assistant BD Controller position is now open for candidates interested in the Accountant Jobs sector. This role in New York City offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Accountant Jobs is a plus.
