Job Description
Company: Edha Wealth
Location: Parel, Mumbai
Website: https://www.edhawealth.com
Salary: min. 10 LPA
Designation: Compliance & Operations Officer- PMS (Mumbai)
Experience: 3 to 5 Years with PMS-Compliance
Working days / hours:
Days Mon. to Fri.
Time : + am to 6pm
Knowledge Area:
• Portfolio Management
• PMS Compliance & Operations
• Policy & procedures
Key Responsibility Areas
• Develop and implement an effective legal compliance program. Manager Internal / External and Statutory Audits
• Create sound internal controls and monitor adherence to them
• Draft and revise company policies
• Proactively audit processes, practices and documents to identify weaknesses • Evaluate business activities (e.g. investments) to assess compliance risk
• Collaborate with external auditors when needed
• Close co-ordination with internal and external stakeholder
• Account creation in PMS Software, Trade Allocation in software
• Corporate action settlement in client account, Custody & interest entry in client account
• Maintaining control on Standard Operating Procedure (SOP)
• Drafting/ vetting of the Referral Agreement, Lead Broker Agreement, Service Agreement, Empanelment Agreements, Business Associate Agreement and other Agreements as the case may be
• All other work related to Compliance and Legal of the Company
• Handling the Portfolio Management related Compliance at initial level which include reporting monthly compliance, Distribution Agreement, KYC documents scrutiny and follow up
• Periodic SEBI Disclosures & Compliance
Job Type: Full-time
Salary: ₹1,000,000.00 - ₹1,200,000.00 per year
Schedule:
• Morning shift
Experience:
• Compliance & Operations Officer- PMS: 3 years (Required)
• Portfolio management: 3 years (Required)
Speak with the employer
++1
Location: Parel, Mumbai
Website: https://www.edhawealth.com
Salary: min. 10 LPA
Designation: Compliance & Operations Officer- PMS (Mumbai)
Experience: 3 to 5 Years with PMS-Compliance
Working days / hours:
Days Mon. to Fri.
Time : + am to 6pm
Knowledge Area:
• Portfolio Management
• PMS Compliance & Operations
• Policy & procedures
Key Responsibility Areas
• Develop and implement an effective legal compliance program. Manager Internal / External and Statutory Audits
• Create sound internal controls and monitor adherence to them
• Draft and revise company policies
• Proactively audit processes, practices and documents to identify weaknesses • Evaluate business activities (e.g. investments) to assess compliance risk
• Collaborate with external auditors when needed
• Close co-ordination with internal and external stakeholder
• Account creation in PMS Software, Trade Allocation in software
• Corporate action settlement in client account, Custody & interest entry in client account
• Maintaining control on Standard Operating Procedure (SOP)
• Drafting/ vetting of the Referral Agreement, Lead Broker Agreement, Service Agreement, Empanelment Agreements, Business Associate Agreement and other Agreements as the case may be
• All other work related to Compliance and Legal of the Company
• Handling the Portfolio Management related Compliance at initial level which include reporting monthly compliance, Distribution Agreement, KYC documents scrutiny and follow up
• Periodic SEBI Disclosures & Compliance
Job Type: Full-time
Salary: ₹1,000,000.00 - ₹1,200,000.00 per year
Schedule:
• Morning shift
Experience:
• Compliance & Operations Officer- PMS: 3 years (Required)
• Portfolio management: 3 years (Required)
Speak with the employer
++1
💡 Quick Summary
Seeking a career-building opportunity? The Operations position is now open for candidates interested in the Operations Executive Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Operations Executive Jobs is a plus.
