Job Description
What you’ll do
Advise and partner with associates across the UK Business to ensure we can successfully deliver our business strategy while meeting our internal and external obligations in how we manage our compliance risks. You will do this by:
Partnering with the business to ensure they are aware of their Legal and Regulatory obligations and understand internal policy expectations to enable them to effectively control for them
Providing Compliance Advisory support to business partners to aid them in managing their processes, understanding the impacts of business change and new initiatives, and in responding to and managing customer impacting issues that may have a compliance impact
Leading on key risk assessment activity, with a compliance lens, such as Process Level Assessments and Risk & Control Self Assessments. You will provide challenge on compliance risk and mitigating control suites
Conducting regulatory reviews on key pieces of regulation such as GDPR and Consumer Duty to ensure that compliance risk is regularly reassessed and that business partners fully understand their obligations and how to effectively control for the risk.
Supporting the First Line in the development of strong controls in order to strengthen the effectiveness of the compliance control environment
Partnering with key stakeholders in the UK Legal department to support the team and the wider business in interpreting and understanding the compliance obligations the UK business faces
Building and maintaining collaborative relationships with business stakeholders in order to influence decisions and aid them in understanding their compliance risks
What we’re looking for
A skilled risk professional with broad compliance knowledge and experience working within financial or related services
Experience of leading or undertaking risk and control assessments and providing effective assurance and challenge to a wide range of stakeholders across different business functions
A curious and collaborative influencer that seeks to understand and has passion for the business objectives and partners with the business to achieve them
A problem solver that can identify and recommend solutions to improve our control suites, mitigation activities and operational processes
An ability to build trusted relationships with stakeholders across the business
Effective at managing competing priorities, with a strong focus on delivering results in conjunction with considering the needs of the team
You already hold or are interested in working towards a relevant ICA or IRM qualification (e.g. ICA Certificate in Compliance or IRM Certificate in Risk Management)
Advise and partner with associates across the UK Business to ensure we can successfully deliver our business strategy while meeting our internal and external obligations in how we manage our compliance risks. You will do this by:
Partnering with the business to ensure they are aware of their Legal and Regulatory obligations and understand internal policy expectations to enable them to effectively control for them
Providing Compliance Advisory support to business partners to aid them in managing their processes, understanding the impacts of business change and new initiatives, and in responding to and managing customer impacting issues that may have a compliance impact
Leading on key risk assessment activity, with a compliance lens, such as Process Level Assessments and Risk & Control Self Assessments. You will provide challenge on compliance risk and mitigating control suites
Conducting regulatory reviews on key pieces of regulation such as GDPR and Consumer Duty to ensure that compliance risk is regularly reassessed and that business partners fully understand their obligations and how to effectively control for the risk.
Supporting the First Line in the development of strong controls in order to strengthen the effectiveness of the compliance control environment
Partnering with key stakeholders in the UK Legal department to support the team and the wider business in interpreting and understanding the compliance obligations the UK business faces
Building and maintaining collaborative relationships with business stakeholders in order to influence decisions and aid them in understanding their compliance risks
What we’re looking for
A skilled risk professional with broad compliance knowledge and experience working within financial or related services
Experience of leading or undertaking risk and control assessments and providing effective assurance and challenge to a wide range of stakeholders across different business functions
A curious and collaborative influencer that seeks to understand and has passion for the business objectives and partners with the business to achieve them
A problem solver that can identify and recommend solutions to improve our control suites, mitigation activities and operational processes
An ability to build trusted relationships with stakeholders across the business
Effective at managing competing priorities, with a strong focus on delivering results in conjunction with considering the needs of the team
You already hold or are interested in working towards a relevant ICA or IRM qualification (e.g. ICA Certificate in Compliance or IRM Certificate in Risk Management)
💡 Quick Summary
Seeking a career-building opportunity? The Senior Compliance Business Partner - 12 month FTC position is now open for candidates interested in the Bank Jobs sector. This role in Nottingham offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Bank Jobs is a plus.