Job Description
Voyager (+4001), India, Bangalore, Karnataka
Associate - Risk Management
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.
At Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, take decisions, and develop innovative and patentable products.
We are looking for an associate to handle the Risk Management activities with a demonstrated ability to work well in teams, develop new ideas, and take ownership of the initiatives. Would you like to work in a collaborative environment where your contributions are recognized and rewarded, all the while having a work-life balance? If so, opportunity for professional and personal fulfillment in a dynamic, progressive organization awaits you at Capital One!
As an Associate, you will have dynamic responsibilities associated with Capital One India’s Risk Management processes, helping to ensure a timely and accurate month-end risk reporting, in addition to managing Policy documents and in-house Six-Sigma based framework - forming an integral part of the job. You will also work with an outstanding team to implement the Risk Management framework and collaborate on recommended solutions.
Responsibilities
Reviewing office wide policies, procedures and guidelines for:
Compliance with the Enterprise standard
Reporting on renewals/ expiry/ creation
Maintain documents in Enterprise repository
Ongoing monitoring/ reporting on Risk Management including:
Data and Information Security risks like
Monitoring Data Loss Prevention dashboards
Official records requirements
Information Retention Policy (IRP) requirements
Sensitive data assessment
Compliance risk like
Completion of Audits in time
Availability of Business Continuity Plans
Enterprise mandatory trainings
Ideate and implement Risk Management framework across Risk Taxonomy and refresh framework based on evolving business needs/ risks
Collaborate with cross functional teams to conduct process level risk assessments
Coordinate with third parties to oversee and assist in timely closure of IT/ Privacy/ Systems Audit including implementing audit recommendations
Collate and publish Monthly Risk Report including:
Information Security
Physical Security
IT Operations & Data Management
IT Change Management
Human Resources
Labour law requirements including Corporate security
Business Continuity and Disaster Recovery Plan
Qualifications
Chartered Accountant, or Engineering degree
For CA, Certification in systems audit like
Certified Information Systems Auditor (CISA), or
Diploma in Information systems Audit (DISA)
Enterprise Risk Management - Level 1/ 2 qualified (by IRM - Institute of Risk Management)
1-3 years of experience in Enterprise Risk Management
Good knowledge on:
Enterprise Risk Management framework and implementation
Three Lines of Defense framework
Good communication skills - Verbal, written and presentation
Added advantage (Any of the below)
Certification on fundamentals of SQL
COSO framework, ISO 31000 and ISO 27001
Experience in conducting systems audit
No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, ****** orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 4+, Sections 4+01-4+20; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-+102 or via email at [email protected]. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to [email protected]
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Associate - Risk Management
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.
At Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, take decisions, and develop innovative and patentable products.
We are looking for an associate to handle the Risk Management activities with a demonstrated ability to work well in teams, develop new ideas, and take ownership of the initiatives. Would you like to work in a collaborative environment where your contributions are recognized and rewarded, all the while having a work-life balance? If so, opportunity for professional and personal fulfillment in a dynamic, progressive organization awaits you at Capital One!
As an Associate, you will have dynamic responsibilities associated with Capital One India’s Risk Management processes, helping to ensure a timely and accurate month-end risk reporting, in addition to managing Policy documents and in-house Six-Sigma based framework - forming an integral part of the job. You will also work with an outstanding team to implement the Risk Management framework and collaborate on recommended solutions.
Responsibilities
Reviewing office wide policies, procedures and guidelines for:
Compliance with the Enterprise standard
Reporting on renewals/ expiry/ creation
Maintain documents in Enterprise repository
Ongoing monitoring/ reporting on Risk Management including:
Data and Information Security risks like
Monitoring Data Loss Prevention dashboards
Official records requirements
Information Retention Policy (IRP) requirements
Sensitive data assessment
Compliance risk like
Completion of Audits in time
Availability of Business Continuity Plans
Enterprise mandatory trainings
Ideate and implement Risk Management framework across Risk Taxonomy and refresh framework based on evolving business needs/ risks
Collaborate with cross functional teams to conduct process level risk assessments
Coordinate with third parties to oversee and assist in timely closure of IT/ Privacy/ Systems Audit including implementing audit recommendations
Collate and publish Monthly Risk Report including:
Information Security
Physical Security
IT Operations & Data Management
IT Change Management
Human Resources
Labour law requirements including Corporate security
Business Continuity and Disaster Recovery Plan
Qualifications
Chartered Accountant, or Engineering degree
For CA, Certification in systems audit like
Certified Information Systems Auditor (CISA), or
Diploma in Information systems Audit (DISA)
Enterprise Risk Management - Level 1/ 2 qualified (by IRM - Institute of Risk Management)
1-3 years of experience in Enterprise Risk Management
Good knowledge on:
Enterprise Risk Management framework and implementation
Three Lines of Defense framework
Good communication skills - Verbal, written and presentation
Added advantage (Any of the below)
Certification on fundamentals of SQL
COSO framework, ISO 31000 and ISO 27001
Experience in conducting systems audit
No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, ****** orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 4+, Sections 4+01-4+20; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-+102 or via email at [email protected]. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to [email protected]
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
💡 Quick Summary
Seeking a career-building opportunity? The Associate | Risk Management position is now open for candidates interested in the Operations Executive Jobs sector. This role in Bengaluru offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Operations Executive Jobs is a plus.
