Job Description
Join our dynamic and growing team in Internal Audit and get an opportunity to work with multiple line of business.
Job Summary
As a Commercial and Investment Banking Markets Audit Associate in our Internal Audit group, you will be part of audit engagement to perform, execute and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal controls. The role provides the opportunity to develop a detailed understanding of Commercial and Investment Banking Markets business, specifically Credit Trading, Securitized Product Group (SPG), and Public Finance businesses, including electronic trading.
Job Responsibilities
Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow up and verification of issue closure, in close partnership with and support of senior auditors and/or audit managers, and ensuring audit assignments are completed timely and within budget.
Work closely with global Markets audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.
Meet deliverables and adhering to department standards.
Stay up-to-date with evolving industry changes and market events impacting Markets business.
Develop recommendations to strengthen internal controls and improve operational efficiency
Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning
Implement and execute an effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and adverse trends.
Stay up-to-date with evolving industry/regulatory developments impacting the business.
Demonstrate and maintain technical competency.
Required qualifications, capabilities and skills
Minimum 5 years of internal or external auditing experience, or relevant business experience.
Minimum Bachelor's degree (or relevant financial services experience)
Ability to operate as an effective auditor, you will have a solid understanding of internal control concepts and the ability to evaluate and determine the adequacy of controls for a given set of risks
Experience with internal audit methodology and applying concepts in audit delivery and execution
Excellent written, verbal, and presentation skills; adept at presenting complex and sensitive issues to senior management
Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners, while also influencing the actions of the business to improve its control environment.
Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness
Proven ability to multi-task and prioritize effectively and drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies
Preferred qualifications, capabilities and skills
Chartered Accountant or equivalent, Certified Internal Auditor, and/or Advanced Degree in Finance or Accounting
Relevant working experience in Markets business.
Job Summary
As a Commercial and Investment Banking Markets Audit Associate in our Internal Audit group, you will be part of audit engagement to perform, execute and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal controls. The role provides the opportunity to develop a detailed understanding of Commercial and Investment Banking Markets business, specifically Credit Trading, Securitized Product Group (SPG), and Public Finance businesses, including electronic trading.
Job Responsibilities
Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow up and verification of issue closure, in close partnership with and support of senior auditors and/or audit managers, and ensuring audit assignments are completed timely and within budget.
Work closely with global Markets audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.
Meet deliverables and adhering to department standards.
Stay up-to-date with evolving industry changes and market events impacting Markets business.
Develop recommendations to strengthen internal controls and improve operational efficiency
Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning
Implement and execute an effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and adverse trends.
Stay up-to-date with evolving industry/regulatory developments impacting the business.
Demonstrate and maintain technical competency.
Required qualifications, capabilities and skills
Minimum 5 years of internal or external auditing experience, or relevant business experience.
Minimum Bachelor's degree (or relevant financial services experience)
Ability to operate as an effective auditor, you will have a solid understanding of internal control concepts and the ability to evaluate and determine the adequacy of controls for a given set of risks
Experience with internal audit methodology and applying concepts in audit delivery and execution
Excellent written, verbal, and presentation skills; adept at presenting complex and sensitive issues to senior management
Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners, while also influencing the actions of the business to improve its control environment.
Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness
Proven ability to multi-task and prioritize effectively and drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies
Preferred qualifications, capabilities and skills
Chartered Accountant or equivalent, Certified Internal Auditor, and/or Advanced Degree in Finance or Accounting
Relevant working experience in Markets business.
💡 Quick Summary
Seeking a career-building opportunity? The Commercial Investment Banking - Markets - Audit Associate position is now open for candidates interested in the Accountant Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Accountant Jobs is a plus.