Job Description
The purpose of this position is to provide compliance support to the non-Financial/non-Licensed Services areas of the business including Accounting & Tax, Audit & Advisory.
Findex are currently looking for a Compliance & Quality Officer to join our Legal, Risk & Compliance team. This is a permanent, full-time role, flexible to be based anywhere in Australia or New Zealand for the right person.
The purpose of this position is to provide compliance support to the non-Financial/non-Licensed Services areas of the business including Accounting & Tax, Audit and Advisory.
Your role, your contribution!
Assessment, analysis and responding to everyday queries via applicable workflow systems
Assessment, analysis and maintenance of LRC systems including positions employees can hold, independence check systems/declarations/queries, high risk audit engagements
Prepare and/or assist stakeholders in the preparation of their compliance reports/RFT/Marketing collateral, and provide compliance review and input of relevant collateral
Support the Compliance Partner with interaction/liaison with regulatory bodies to support business services leaders, provide feedback and seek out solutions for operational and regulatory matters
Assessment of, and monitoring maintenance of compliance, including registrations with regulatory bodies
Assistance with Policy and procedures standardisation/approval processes
The benefits of joining us!
Hybrid working environment that offers great flexibility, allowing you to work from home and office
Work with a supportive and experienced team of Legal, Risk & Compliance professionals
Opportunities for continued growth and development
Engage with a culture that values continuous improvement and innovation
What you bring to the role:
Business related degree, or studying a business related degree (ideal, not essential)
2 – 3 years’ experience working in a professional services environment with either a compliance or legal focus
Basic experience in researching, interpreting and analysing regulations and legislation
Good writing and communication ability, able to adapt styles to the target audience
Competent MS Office (required) and Governance, Risk and Compliance Software skills (preferred)
Strong problem solving ability, with a high level of attention to detail
Adequate compliance and accounting knowledge
If this role sounds like a good fit - Apply now!
Our Impact: Why Findex?
At Findex, we help clients manage, grow, and protect their financial future with confidence. Since 1987, we’ve become a leading Australasian provider of integrated accounting, advisory, and wealth solutions, delivered through our “Wealth Accountant” and Family Office models. With 2,500 professionals across 90 plus offices, we combine local expertise with global reach and remain committed to supporting clients and communities in creating long-term financial security.
For the Community - The Findex Community Fund (FCF) is dedicated to giving back to the communities we serve. Since 2018, we have donated over $4.3 million to more than 800 charities across Australia and New Zealand. Collectively, our team has dedicated over 9,000 volunteer hours, making a tangible impact in their communities through personal engagement.
For You - At Findex, we focus on developing our people first. With structured training and development opportunities, we allow our people to grow their career in a way that sets them up for success. We actively support our people by giving them extra support to external studies that is relevant to their role.
For our Customers - Together, Findex champion the success of over 75,000 Australasian businesses, helping them grow with expert advice, fresh thinking, and top-tier professional services. Here, you’re empowered to work in a way that brings out your best — supporting your growth, your team, and the clients who trust us to make a real difference
For Diversity & Inclusion - Findex is an equal opportunity employer. We value diversity and are committed to creating an inclusive environment for all employees and encourage applications from candidates with a variety of strengths, backgrounds and experiences.
Findex are currently looking for a Compliance & Quality Officer to join our Legal, Risk & Compliance team. This is a permanent, full-time role, flexible to be based anywhere in Australia or New Zealand for the right person.
The purpose of this position is to provide compliance support to the non-Financial/non-Licensed Services areas of the business including Accounting & Tax, Audit and Advisory.
Your role, your contribution!
Assessment, analysis and responding to everyday queries via applicable workflow systems
Assessment, analysis and maintenance of LRC systems including positions employees can hold, independence check systems/declarations/queries, high risk audit engagements
Prepare and/or assist stakeholders in the preparation of their compliance reports/RFT/Marketing collateral, and provide compliance review and input of relevant collateral
Support the Compliance Partner with interaction/liaison with regulatory bodies to support business services leaders, provide feedback and seek out solutions for operational and regulatory matters
Assessment of, and monitoring maintenance of compliance, including registrations with regulatory bodies
Assistance with Policy and procedures standardisation/approval processes
The benefits of joining us!
Hybrid working environment that offers great flexibility, allowing you to work from home and office
Work with a supportive and experienced team of Legal, Risk & Compliance professionals
Opportunities for continued growth and development
Engage with a culture that values continuous improvement and innovation
What you bring to the role:
Business related degree, or studying a business related degree (ideal, not essential)
2 – 3 years’ experience working in a professional services environment with either a compliance or legal focus
Basic experience in researching, interpreting and analysing regulations and legislation
Good writing and communication ability, able to adapt styles to the target audience
Competent MS Office (required) and Governance, Risk and Compliance Software skills (preferred)
Strong problem solving ability, with a high level of attention to detail
Adequate compliance and accounting knowledge
If this role sounds like a good fit - Apply now!
Our Impact: Why Findex?
At Findex, we help clients manage, grow, and protect their financial future with confidence. Since 1987, we’ve become a leading Australasian provider of integrated accounting, advisory, and wealth solutions, delivered through our “Wealth Accountant” and Family Office models. With 2,500 professionals across 90 plus offices, we combine local expertise with global reach and remain committed to supporting clients and communities in creating long-term financial security.
For the Community - The Findex Community Fund (FCF) is dedicated to giving back to the communities we serve. Since 2018, we have donated over $4.3 million to more than 800 charities across Australia and New Zealand. Collectively, our team has dedicated over 9,000 volunteer hours, making a tangible impact in their communities through personal engagement.
For You - At Findex, we focus on developing our people first. With structured training and development opportunities, we allow our people to grow their career in a way that sets them up for success. We actively support our people by giving them extra support to external studies that is relevant to their role.
For our Customers - Together, Findex champion the success of over 75,000 Australasian businesses, helping them grow with expert advice, fresh thinking, and top-tier professional services. Here, you’re empowered to work in a way that brings out your best — supporting your growth, your team, and the clients who trust us to make a real difference
For Diversity & Inclusion - Findex is an equal opportunity employer. We value diversity and are committed to creating an inclusive environment for all employees and encourage applications from candidates with a variety of strengths, backgrounds and experiences.
💡 Quick Summary
Seeking a career-building opportunity? The Compliance & Quality Officer position is now open for candidates interested in the Legal Jobs sector. This role in Abbeyvale offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.
