Undertake system based monitoring, to assess for breaches during investment and report on aberrations identified
· Ensure limits for funds are incorporated in the system and undertake UATs for limits on funds investment allocation patterns
· Review inputs in system to ensure adherence to regulatory limits
· Undertake daily tracking of funds for adherence to limits and investment processes
· Track for employee disclosures to ensure no insider trading
· Ensure adherence to regulatory norms of Dealing Room Policy on processes spanning NAV checks, valuation process, etc
· Assess fund fact sheets for inputs on fund asset allocation patterns and report findings to team lead