Global Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London

Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

YOUR IMPACT

We are looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding of a growing sector of the financial markets at the heart of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business.

Our team is seeking a professional who is looking to collaborate with multiple stakeholders to improve the firm's compliance rates across various obligations.

OUR IMPACT
REGULATORY OPERATIONS

Regulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high-quality controls to manage regulatory risk. From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.

HOW YOU WILL FULFILL YOUR POTENTIAL

Contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise
Perform analysis to detect anomalies in the reporting data, investigate reporting issues demonstrating aptitude to work with range of data sets from big data to samples
Advise on regulatory risk and requirements to facilitate commercial activity,
Analyze internal client and external regulatory inquiries,
Identify solutions to correct system issues, document requirements to high quality, perform tests to identify an accurate resolution
Perform verification, validations and testing of the data provided by Engineering prior to submission,
Actively participate in the development of the strategic control framework for Regulatory Operations
Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across the global Regulatory Operations department
Develop strong working relationships both internally including the Front Office and Middle Office Technology, Legal, Compliance and externally to support various reporting functions
Participate in and influence discussions in external forums to improve and develop consistent reporting standards in the industry

United Kingdom
England
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