Job Description
CIIE Initiatives (IIM Ahmedabad)
Law/Legal - Internship
CIIE Initiatives (IIM Ahmedabad) • Ahmedabad, Gujarat • via Internshala
16 days ago
Full–time and Internship
Apply on Internshala
Apply on TWENTY19
Job description
About the internship:
Selected intern's day-to-day responsibilities include:
1. You may assist with reviewing and updating investment documents (term sheets, shareholder agreement, share subscription agreements, share purchase agreements etc.)
2. You may assist with cap table cleanups and compliance tracking for portfolio companies.
3. Sit in on internal calls around live deals - diligence, str...
Report this listing
Vaishali Securities Ltd
Legal and Compliance Officer
Vaishali Securities Ltd • Ahmedabad, Gujarat • via Jobaaj
Full–time
Apply directly on Jobaaj
Job description
As a Compliance Officer at the NBFC
your role involves ensuring regulatory compliance and maintaining effective communication with regulators
You will be responsible for various key activities
Regulatory Liaison
Act as the Single Point of Contact
SPOC
between the NBFC and regulators such as RBI
CICs
and Ombudsman
Handle all official communications and queries from the RBI regarding inspections
audits
and compliance matters
Grievance Redressal
Receive
record
and address customer complaints in line with RBI Fair Practices Code
Ensure timely resolution of complaints within regulatory timelines
Prepare periodic reports on grievance status for submission to regulators and management
Compliance Monitoring
Ensure company policies align with RBI guidelines for NBFCs like KYC
AML
CIC reporting
and digital lending norms
Serve as the official liaison with Credit Information Companies
CICs
for credit data reporting
Oversee accurate and timely submission of regulatory returns and statutory reports
Audit
Inspections
Facilitate internal and external audits and RBI inspections
Provide necessary documentation
explanations
and data to auditors and regulators
Policy Development
Training
Assist in drafting and updating compliance
related policies
Train staff on grievance handling and compliance protocols
Reporting
Prepare reports for the Board
Audit Committee on compliance status
customer complaints
and regulatory interactions
Maintain comprehensive documentation of all communications with RBI and other regulators
Qualifications
Education
Bachelors Degree in Law
Finance
Business Administration
or related field
Preferred
Masters Degree
MBA
LLM
Chartered Accountant
Company Secretary
Experience
Minimum 5
7 years of experience in compliance
legal
audit
or regulatory affairs
Prior experience in direct liaison with regulators is desirable
Skills
Knowledge
Strong knowledge of RBI NBFC Master Directions
Fair Practices Code
KYC
AML regulations
and Digital Lending Guidelines
Excellent communication skills
problem
solving abilities
and coordination skills
Other Requirements
High integrity
attention to detail
and confidentiality maintenance
Availability as an official public contact point
Willingness to attend meetings with regulators as needed
In addition to the above responsibilities and qualifications
the company offers commuter assistance
health insurance
internet reimbursement
leave encashment
paid sick time
and work from home option
Kindly provide your current CTC
expected CTC
and availability to join immediately along with the number of days required
Please note that this is a full
time position requiring in
person work at the specified location
Law/Legal - Internship
CIIE Initiatives (IIM Ahmedabad) • Ahmedabad, Gujarat • via Internshala
16 days ago
Full–time and Internship
Apply on Internshala
Apply on TWENTY19
Job description
About the internship:
Selected intern's day-to-day responsibilities include:
1. You may assist with reviewing and updating investment documents (term sheets, shareholder agreement, share subscription agreements, share purchase agreements etc.)
2. You may assist with cap table cleanups and compliance tracking for portfolio companies.
3. Sit in on internal calls around live deals - diligence, str...
Report this listing
Vaishali Securities Ltd
Legal and Compliance Officer
Vaishali Securities Ltd • Ahmedabad, Gujarat • via Jobaaj
Full–time
Apply directly on Jobaaj
Job description
As a Compliance Officer at the NBFC
your role involves ensuring regulatory compliance and maintaining effective communication with regulators
You will be responsible for various key activities
Regulatory Liaison
Act as the Single Point of Contact
SPOC
between the NBFC and regulators such as RBI
CICs
and Ombudsman
Handle all official communications and queries from the RBI regarding inspections
audits
and compliance matters
Grievance Redressal
Receive
record
and address customer complaints in line with RBI Fair Practices Code
Ensure timely resolution of complaints within regulatory timelines
Prepare periodic reports on grievance status for submission to regulators and management
Compliance Monitoring
Ensure company policies align with RBI guidelines for NBFCs like KYC
AML
CIC reporting
and digital lending norms
Serve as the official liaison with Credit Information Companies
CICs
for credit data reporting
Oversee accurate and timely submission of regulatory returns and statutory reports
Audit
Inspections
Facilitate internal and external audits and RBI inspections
Provide necessary documentation
explanations
and data to auditors and regulators
Policy Development
Training
Assist in drafting and updating compliance
related policies
Train staff on grievance handling and compliance protocols
Reporting
Prepare reports for the Board
Audit Committee on compliance status
customer complaints
and regulatory interactions
Maintain comprehensive documentation of all communications with RBI and other regulators
Qualifications
Education
Bachelors Degree in Law
Finance
Business Administration
or related field
Preferred
Masters Degree
MBA
LLM
Chartered Accountant
Company Secretary
Experience
Minimum 5
7 years of experience in compliance
legal
audit
or regulatory affairs
Prior experience in direct liaison with regulators is desirable
Skills
Knowledge
Strong knowledge of RBI NBFC Master Directions
Fair Practices Code
KYC
AML regulations
and Digital Lending Guidelines
Excellent communication skills
problem
solving abilities
and coordination skills
Other Requirements
High integrity
attention to detail
and confidentiality maintenance
Availability as an official public contact point
Willingness to attend meetings with regulators as needed
In addition to the above responsibilities and qualifications
the company offers commuter assistance
health insurance
internet reimbursement
leave encashment
paid sick time
and work from home option
Kindly provide your current CTC
expected CTC
and availability to join immediately along with the number of days required
Please note that this is a full
time position requiring in
person work at the specified location
💡 Quick Summary
Seeking a career-building opportunity? The Legal and Compliance Officer position is now open for candidates interested in the Legal Jobs sector. This role in Ahmedabad offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.
