Job Description
PPFAS Mutual Fund
Senior Manager-Legal, Secretarial & Compliance
PPFAS Mutual Fund • Mumbai, Maharashtra • via Glassdoor
6 days ago
Full–time
Apply on Glassdoor
Apply on JobGrin
Apply on SimplyHired
Job description
Job Description:
Having 6 to 8 years of experience in the Mutual Fund Industry.
Skills required:
• Well versed with SEBI (MF) Regulations
• Root cause analysis,
• Multitasking
• Experience of working in AMC
• Effective Interpersonal Communication
Compliance & Secretarial Functions
• To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations.
• To review and update on regularly basis Compliance Manual and other policies.
• To conduct compliance awareness sessions on Insider Trading, etc.
• To ensure Compliance provision of RBI Act, AMFI Circulars & notices
• To maintain and update of compliance tracker/ RBI Act and other applicable regulations, AMFI Regulations
• Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
• To Interpret the various Circulars of SEBI, AMFI, RBI and other regulators and decide on course forward for implementation of the same.
• Having knowledge of PMLA Regulations and Anti Money Laundering rules.
• To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors.
• To maintain cordial relations with the regulators.
• Preparation and Finalisation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To review notices, director’s report, and minutes for the Board and General meetings;
• Preparation and periodic updating of Scheme Information Documents, SAI and KIM
• Review of Half yearly and annual scheme reports/portfolio
• Co-ordinating with various inter-departments on Regulatory Requirements
• Well versed with Clearing Marketing materials under Advertisement Code
• Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
• Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance.
• To vet the Distributor empanelment agreements, vendors agreements and Branch agreements and any other legal work.
Qualification & Experience::
• B. Com, ACS, LLB.
• Any course in Anti Money laundering will be an added advantage.
• 6 to 8 Years of Work Experience in Mutual Fund Industry/AMC
Job Location: Mumbai
Interested? Please click here to fill out the form.
Report this listing
amc.ppfas.com
More jobs at PPFAS Mutual Fund
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beBee Careers
Legal Manager Job
beBee Careers • Mumbai, Maharashtra • via BeBee
2 days ago
Full–time
Apply on BeBee
Apply on Jobs Trabajo.org
Job description
Salary and Benefits
The role offers a competitive salary package, including various benefits.
Job Responsibilities
As a legal manager, your primary responsibilities will include scrutinizing legal documents, maintaining MIS based on processing bills of panel advocates, and coordinating with vendors. You will also be responsible for detecting fraudulent transactions, coordinating with other departments, and attending training sessions to stay updated on new amendments or modifications in legal policies. Additionally, you will provide due diligence on cases done and draft and verify various documents such as notices, indemnity bonds, undertakings, and registered mortgages.
Required Skills and Qualifications
To be successful in this role, you will need strong knowledge of legal procedures, policies, and compliances. Your skills should include drafting, negotiation, and problem-solving, with the ability to work effectively in a team environment. You will also need excellent communication and interpersonal skills, with the ability to coordinate with vendors, colleagues, and external stakeholders. A bachelor's degree in law or a related field is required, and relevant experience in a similar role would be an added advantage.
Functional Area
The functional area for this role includes legal compliances, legal procedures, legal policy, drafting, and legal notice. You will work closely with the corporate legal department to ensure that all legal aspects are properly managed and compliance is maintained
Senior Manager-Legal, Secretarial & Compliance
PPFAS Mutual Fund • Mumbai, Maharashtra • via Glassdoor
6 days ago
Full–time
Apply on Glassdoor
Apply on JobGrin
Apply on SimplyHired
Job description
Job Description:
Having 6 to 8 years of experience in the Mutual Fund Industry.
Skills required:
• Well versed with SEBI (MF) Regulations
• Root cause analysis,
• Multitasking
• Experience of working in AMC
• Effective Interpersonal Communication
Compliance & Secretarial Functions
• To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations.
• To review and update on regularly basis Compliance Manual and other policies.
• To conduct compliance awareness sessions on Insider Trading, etc.
• To ensure Compliance provision of RBI Act, AMFI Circulars & notices
• To maintain and update of compliance tracker/ RBI Act and other applicable regulations, AMFI Regulations
• Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
• To Interpret the various Circulars of SEBI, AMFI, RBI and other regulators and decide on course forward for implementation of the same.
• Having knowledge of PMLA Regulations and Anti Money Laundering rules.
• To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors.
• To maintain cordial relations with the regulators.
• Preparation and Finalisation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To review notices, director’s report, and minutes for the Board and General meetings;
• Preparation and periodic updating of Scheme Information Documents, SAI and KIM
• Review of Half yearly and annual scheme reports/portfolio
• Co-ordinating with various inter-departments on Regulatory Requirements
• Well versed with Clearing Marketing materials under Advertisement Code
• Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
• Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance.
• To vet the Distributor empanelment agreements, vendors agreements and Branch agreements and any other legal work.
Qualification & Experience::
• B. Com, ACS, LLB.
• Any course in Anti Money laundering will be an added advantage.
• 6 to 8 Years of Work Experience in Mutual Fund Industry/AMC
Job Location: Mumbai
Interested? Please click here to fill out the form.
Report this listing
amc.ppfas.com
More jobs at PPFAS Mutual Fund
See web results for PPFAS Mutual Fund
beBee Careers
Legal Manager Job
beBee Careers • Mumbai, Maharashtra • via BeBee
2 days ago
Full–time
Apply on BeBee
Apply on Jobs Trabajo.org
Job description
Salary and Benefits
The role offers a competitive salary package, including various benefits.
Job Responsibilities
As a legal manager, your primary responsibilities will include scrutinizing legal documents, maintaining MIS based on processing bills of panel advocates, and coordinating with vendors. You will also be responsible for detecting fraudulent transactions, coordinating with other departments, and attending training sessions to stay updated on new amendments or modifications in legal policies. Additionally, you will provide due diligence on cases done and draft and verify various documents such as notices, indemnity bonds, undertakings, and registered mortgages.
Required Skills and Qualifications
To be successful in this role, you will need strong knowledge of legal procedures, policies, and compliances. Your skills should include drafting, negotiation, and problem-solving, with the ability to work effectively in a team environment. You will also need excellent communication and interpersonal skills, with the ability to coordinate with vendors, colleagues, and external stakeholders. A bachelor's degree in law or a related field is required, and relevant experience in a similar role would be an added advantage.
Functional Area
The functional area for this role includes legal compliances, legal procedures, legal policy, drafting, and legal notice. You will work closely with the corporate legal department to ensure that all legal aspects are properly managed and compliance is maintained
💡 Quick Summary
Seeking a career-building opportunity? The Legal Manager position is now open for candidates interested in the Legal Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.
