Job Description
Hi,
Request to check the JD & give us your email confirmation for further interview process.
Any query feel free to call Ms. Seema Kakra –
Client : - Kotak Mahindra Investment Limited
Position: - Legal N Compliance
Grade: - SM/AVP
Location: - Mumbai
Internal Description :
PFB Broad JD:
• Keeping track of updates in regulatory guidelines applicable to company, assess the impact on processes/policies and ensure implementation of changes.
• Driving compliance culture in organization and ensuring compliance with existing RBI guidelines
• Advising Business/credit on compliance related matters. Providing clarification to various stakeholders on compliance queries
• Maintaining policies of organization and ensuring periodic review of same as per regulatory/internal guidelines
• Submission of periodic RBI returns and Responding to ad-hoc RBI data requirements
• Liaise with group company on compliance related matters and submission of periodic/ad-hoc data to group company
• Performing compliance reviews for different departments and periodical test checking of Internal Controls of the company
• Monitoring the compliance system of company and ensuring compliance of respective stakeholders on timely basis in system
• One point of contact of RBI and managing Internal/Statutory audits and RBI Inspections.
For Management 2000 Placements & Recruitments Pvt., Ltd.,
Seema Kakra
Business Consulting Partner
Contact:++1
Seema.k@careerzodiac.com
CareerZodiac.com|Venture of Management 2000 Placements & Recruitments Pvt.,Ltd |www.careerzodiac.com |Lets Talk Career|
Request to check the JD & give us your email confirmation for further interview process.
Any query feel free to call Ms. Seema Kakra –
Client : - Kotak Mahindra Investment Limited
Position: - Legal N Compliance
Grade: - SM/AVP
Location: - Mumbai
Internal Description :
PFB Broad JD:
• Keeping track of updates in regulatory guidelines applicable to company, assess the impact on processes/policies and ensure implementation of changes.
• Driving compliance culture in organization and ensuring compliance with existing RBI guidelines
• Advising Business/credit on compliance related matters. Providing clarification to various stakeholders on compliance queries
• Maintaining policies of organization and ensuring periodic review of same as per regulatory/internal guidelines
• Submission of periodic RBI returns and Responding to ad-hoc RBI data requirements
• Liaise with group company on compliance related matters and submission of periodic/ad-hoc data to group company
• Performing compliance reviews for different departments and periodical test checking of Internal Controls of the company
• Monitoring the compliance system of company and ensuring compliance of respective stakeholders on timely basis in system
• One point of contact of RBI and managing Internal/Statutory audits and RBI Inspections.
For Management 2000 Placements & Recruitments Pvt., Ltd.,
Seema Kakra
Business Consulting Partner
Contact:++1
Seema.k@careerzodiac.com
CareerZodiac.com|Venture of Management 2000 Placements & Recruitments Pvt.,Ltd |www.careerzodiac.com |Lets Talk Career|
💡 Quick Summary
Seeking a career-building opportunity? The Legal N Compliance role with Kotak Mahindra Investment LTD|SM|AVP Grade| Location position is now open for candidates interested in the Legal Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Legal Jobs is a plus.
