Job Description
Join our dynamic operating environment, reviewing changing regulations and ensuring JPM is compliant with the regulation as well as having the proper controls in place. The team is responsible for monitoring these controls and ensuring a quick resolution to any issues.
As a Regulatory Reporting Analyst in the Rates Regulatory team, you will be working in a dynamic operating environment, reviewing changing regulations and ensuring compliance. You will be responsible for monitoring controls, resolving issues promptly, and partnering closely with various teams such as Business, Business Management, Projects, Technology, Legal, and Compliance.
Job Responsibilities:
Perform deal reviews within the Service Level Agreement which involves reviewing term sheet versus risk management systems and legal confirmation versus risk management systems
Ensure accurate reviews and timely escalation of unissued/unexecuted documents
Drive efficiency in the current process and identify incorrect booking practices and educate Middle Office on the impact
Build and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and internal Counterparts
Ensure all issues are investigated and resolved in a timely manner as per Business Standards
Prepare weekly MIS and monthly control packs for Senior Management
Analyze MI and report trends and spikes
Participate in various testing related to system enhancement, project implementation, and new business initiatives
Identify control gaps and suggest improvement ideas for better efficiency and effectiveness
Required qualifications, skills and capabilities:
Must exhibit strong partnership abilities
ISDA knowledge, Equity Derivatives product knowledge and Equity Derivatives
Must be able to handle a high level of complexity in product coverage, shift gears with relative ease, be flexible enough in shifting workload in accordance with changing priorities, and be comfortable dealing with a stressful and fast-paced Trading environment
Strong communication skills
Needs to be highly numerate with excellent keyboard skills and a high-level of computer literacy
Needs to be aware and have an understanding of the large financial risks that can be incurred through operational errors and control risks
Bachelor’s degree
As a Regulatory Reporting Analyst in the Rates Regulatory team, you will be working in a dynamic operating environment, reviewing changing regulations and ensuring compliance. You will be responsible for monitoring controls, resolving issues promptly, and partnering closely with various teams such as Business, Business Management, Projects, Technology, Legal, and Compliance.
Job Responsibilities:
Perform deal reviews within the Service Level Agreement which involves reviewing term sheet versus risk management systems and legal confirmation versus risk management systems
Ensure accurate reviews and timely escalation of unissued/unexecuted documents
Drive efficiency in the current process and identify incorrect booking practices and educate Middle Office on the impact
Build and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and internal Counterparts
Ensure all issues are investigated and resolved in a timely manner as per Business Standards
Prepare weekly MIS and monthly control packs for Senior Management
Analyze MI and report trends and spikes
Participate in various testing related to system enhancement, project implementation, and new business initiatives
Identify control gaps and suggest improvement ideas for better efficiency and effectiveness
Required qualifications, skills and capabilities:
Must exhibit strong partnership abilities
ISDA knowledge, Equity Derivatives product knowledge and Equity Derivatives
Must be able to handle a high level of complexity in product coverage, shift gears with relative ease, be flexible enough in shifting workload in accordance with changing priorities, and be comfortable dealing with a stressful and fast-paced Trading environment
Strong communication skills
Needs to be highly numerate with excellent keyboard skills and a high-level of computer literacy
Needs to be aware and have an understanding of the large financial risks that can be incurred through operational errors and control risks
Bachelor’s degree
💡 Quick Summary
Seeking a career-building opportunity? The Transaction Processing position is now open for candidates interested in the Operations Executive Jobs sector. This role in Mumbai offers a professional environment and growth potential.
Requirement Snapshot: Candidates should possess basic communication skills, a proactive attitude, and the ability to work in a team. Experience in Operations Executive Jobs is a plus.