Leading Private Sector Bank-Compliance Manager-Retail Assets

Oversee all business operations relating to compliance including policies, investments, and procedures.
Design and monitor control systems to deal with violations of legal rules and internal policies.
Regularly assess the efficiency of control systems and recommend effective improvements.
Review and evaluate bank's procedures and reports to identify hidden risks or common issues.
Perform periodic audits on company procedures and processes, maintain and organize compliance records.
Draft compliance checklists, manuals, and other regulatory documentation
Coordinating with different departments leads to review all departmental compliance policies.
Liaise with the senior management to ensure proper implementation of compliance policies.
Act as a confidential point of contact for employees to seek clarification on compliance issues, or report irregularities.
Initiates investigations, when possible, non-compliance takes place within the bank.
Facilitate employee training sessions on legal and compliance issues.
Supervise compliance officers and team, share best practices.
Leverage in-house synergies through collaboration with internal stakeholders
Keep abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control.
Create an environment that promotes collaborative learning and collective ownership of responsibilities.

If this excites you do send us the following at the email address rachana.amogh1@gmail.com

1. Your Updated CV in Word format
2. Current Monthly Gross Salary
3. Expected Salary
4. Notice Period
5. Any Offer in Hand ( Y/N )


We are looking forward to serving you in the best possible way

Thanks & Regards

Rachana B

Recruitment Executive,
Amogh Recruitment Solutions Pvt Ltd.
(A div of Amogh Software Solutions Pvt Ltd)
Borivali, Mumbai 400066

E-mail: rachana.amogh1@gmail.com

Role: Risk Management & Compliance - Other
Industry Type: Banking
Department: Risk Management & Compliance
Employment Type: Full Time, Permanent
Role Category: Risk Management & Compliance - Other
Education
UG: Any Graduate
Key Skills
Skills highlighted with ‘‘ are preferred keyskills
RBI Compliance
Regulatory ReportingComplianceRegulatory Compliance